ENERGIZE CAPITAL LLC
Adviser information for ENERGIZE CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129111 |
|---|---|
| SEC ERA File Number | 801-129111 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289047 |
| Legal Entity Identifier | 254900FY7SEAK5PI6D17 |
Principal Office
ONE SOUTH WACKER DRIVESUITE 1120
CHICAGO
IL
United States
Monday - Friday, 9AM-5PM
Tel: 312-724-7742, Fax: None
Chief Compliance Officer
KATHERINE MCCLAIN
VICE PRESIDENT, CHIEF OPERATING OFFICER
ONE SOUTH WACKER DRIVE
SUITE 1120
CHICAGO
IL
United States
Tel:
312-724-7742
K*******@**************M
(Full email address available in API data)
Regulatory Contact
JOHN TOUGH
MANAGING PARTNER
ONE SOUTH WACKER DRIVE
SUITE 1120
CHICAGO
IL
United States
Tel:
312-724-7742
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| ENERGIZE GROWTH I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENERGIZE GROWTH II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENERGIZE VENTURES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENERGIZE VENTURES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENERGIZE VENTURES III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENERGIZE GROWTH FUND I LP | Venture Capital Fund | $24.8M | $0.1M | 23 |
| ENERGIZE GROWTH FUND II LP | Venture Capital Fund | $103.4M | $0.3M | 24 |
| ENERGIZE GROWTH PV LLC | Venture Capital Fund | $25.5M | $0.0M | 11 |
| ENERGIZE GROWTH ST III LLC | Venture Capital Fund | $119.8M | $0.0M | 15 |
| ENERGIZE VENTURES FUND II LP | Venture Capital Fund | $347.6M | $0.3M | 87 |
| ENERGIZE VENTURES FUND III LP | Venture Capital Fund | $56.0M | $0.3M | 9 |
| ENERGIZE VENTURES FUND LP | Venture Capital Fund | $475.2M | $0.3M | 52 |
| EV AURORA II SPV LLC | Venture Capital Fund | $31.4M | $0.0M | 16 |
| EV AURORA SPV LLC | Venture Capital Fund | $139.7M | $0.0M | 11 |
| EV FS SPV LLC | Venture Capital Fund | $1.7M | $0.0M | 13 |
| EV MAT SPV LLC | Venture Capital Fund | $1.4M | $0.0M | 4 |
| EV PCH SPV LLC | Venture Capital Fund | $20.1M | $0.0M | 15 |
| EV SITETRACKER II SPV LLC | Venture Capital Fund | $33.7M | $0.0M | 4 |
| EV SMRT SPV LLC | Venture Capital Fund | $5.7M | $0.0M | 22 |
| EV ST SPV LLC | Venture Capital Fund | $3.2M | $0.0M | 6 |
| EV TW SPV LLC | Venture Capital Fund | $2.4M | $0.0M | 8 |
| EV URB SPV LLC | Venture Capital Fund | $15.5M | $0.0M | 18 |
| IFF DRONE SPV LLC | Venture Capital Fund | $4.3M | $0.0M | 8 |
| IFF NOZ SPV LLC | Venture Capital Fund | $2.2M | $0.0M | 3 |
| IFF SPARK SPV LLC | Venture Capital Fund | $0.9M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVENERGY INVESTMENT HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER | 01/2017 | > 75% |
| Polsky, Michael, Peter | Individual | – | PRESIDENT | 01/2017 | < 5% |
| Murphy, James, Terence | Individual | – | EXECUTIVE VICE PRESIDENT | 08/2022 | < 5% |
| POLSKY ENERGY INVESTMENTS LLC | Domestic Entity | INVENERGY INVESTMENT HOLDINGS LLC | SOLE OWNER | 02/2003 | > 75% |
| TOUGH, JOHN, JOSEPH | Individual | – | EXECUTIVE VICE PRESIDENT & MANAGING PARTNER | 08/2022 | < 5% |
| POLSKY ENERGY HOLDINGS LLC | Domestic Entity | POLSKY ENERGY INVESTMENTS LLC | SOLE OWNER | 02/2003 | > 75% |
| Polsky, Michael, Peter | Individual | THE MICHAEL P. POLSKY TRUST | OWNER | 01/2004 | > 75% |
| THE MICHAEL P. POLSKY TRUST | Domestic Entity | POLSKY ENERGY HOLDINGS LLC | OWNER | 02/2007 | > 75% |
| McClain, Kathryn, Lyn Tenzer | Individual | – | VICE PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |