PINNACLE PARTNER MANAGEMENT LLC
Adviser information for PINNACLE PARTNER MANAGEMENT LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $223.6M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $223.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $223.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129116 |
|---|---|
| SEC ERA File Number | 801-129116 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324639 |
| Legal Entity Identifier | None |
Principal Office
1421 34TH AVESUITE 215
SEATTLE
WA
United States
Monday - Friday, 9AM-5PM
Tel: 206-348-5363, Fax: None
Chief Compliance Officer
SANDI HEFFERNAN
CFO
1421 34TH AVE.
SUITE 215
SEATTLE
WA
United States
Tel:
2063485363
S****@*************M
(Full email address available in API data)
Industry Affiliates
| PINNACLE OZ GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROOKLYN BASIN OZ LLC | Real Estate Fund | $22.4M | $0.5M | 40 |
| HEARTWOOD OZ LLC | Real Estate Fund | $15.8M | $0.5M | 37 |
| IRON BRIDGE QOF LLC | Real Estate Fund | $21.7M | $0.3M | 50 |
| LA GRAND, LLC | Real Estate Fund | $11.9M | $0.5M | 12 |
| PINNACLE BERKELEY OZ LLC | Real Estate Fund | $18.3M | $0.5M | 41 |
| PINNACLE BERKELEY STUDENT HOUSING OZ LLC | Real Estate Fund | $4.6M | $0.0M | 5 |
| PINNACLE PARTNERS CANTON LOFTS, LLC | Real Estate Fund | $4.5M | $0.5M | 24 |
| PINNACLE PARTNERS OPPORTUNITY ZONE FUND VIII LP | Real Estate Fund | $67.1M | $0.5M | 99 |
| RAINIER OZ LLC | Real Estate Fund | $41.3M | $0.5M | 59 |
| TACOMA OZ LLC | Real Estate Fund | $15.8M | $0.5M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEINSTEIN, JEFFREY, HAROLD | Individual | – | CO-MANAGER | 12/2018 | 50-75% |
| BACKER, LEO, MITCHELL | Individual | – | CO-MANAGER | 12/2018 | 50-75% |
| HEFFERNAN, SANDRA, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |