ALPINVEST US HOLDINGS, LLC
Adviser information for ALPINVEST US HOLDINGS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 216 |
|---|---|
| Investment Advisory/Research | 92 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 19 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 102 | $38.3B |
| Non-Discretionary | 3 | $243.4M |
| Total | 105 | $38.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 96 | $36.3B |
| Pension and profit sharing plans | <5 | $24.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $201.1M |
| Other investment advisers | <5 | $7.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 6 | $2.0B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 47 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-129132 |
|---|---|
| SEC ERA File Number | 801-129132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328458 |
| Legal Entity Identifier | 54930003WSHQPXPQW857 |
Principal Office
ONE VANDERBILT AVESUITE 3400
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: (646) 735-4293, Fax: None
Chief Compliance Officer
CAMERON FAIRALL
ONE VANDERBILT AVENUE
NEW YORK
NY
United States
Tel:
212-332-6269
C**************@************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH PELGRIFT
COMPLIANCE OFFICER
ONE VANDERBILT AVENUE
NEW YORK
NY
United States
Tel:
212-332-6267
E*****************@************M
(Full email address available in API data)
Industry Affiliates
| ACP VIII 2020-2024 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALP L GLOBAL GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALP L GLOBAL GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ACCESS III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST AF B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ASF VII G SIDECAR GP, LLC | Sponsor or syndicator of limited partnerships |
| ALPINVEST ASF VII SIDECAR GP, LLC | Sponsor or syndicator of limited partnerships |
| ALPINVEST ASF VII TOP CASTLE SIDECAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM II LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST ATOM LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST C GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST C II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CENDANA I GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CENDANA I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CHESAPEAKE SCF I GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CHESAPEAKE SCF I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CI VII B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CI VIII B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT IX GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT IX LUX GP S.� R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VII GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VII LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VIII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CO-INVESTMENT VIII LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP II B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP III B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST CWS GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST EDISON GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST EDISON GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FALCON SCF I GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FALCON SCF I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FC CREDIT GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FCR SECONDARIES GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FCR SECONDARIES II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FINANCE STREET GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FINANCE STREET II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FONDO B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FS GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST FS II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G CO-INVESTMENT GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G II GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G SECONDARY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST G SECONDARY II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GA B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GGG B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GGG II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GGG II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GLOBAL ADVANTAGE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GRIO GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GRIO GP II, L.P | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST GRIO GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HARVEST GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HLI GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HLI GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST HLI II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST IIF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIANA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIANA VENTURE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIANA-A GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO SCF I CI GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INDIGO SCF I GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST INEXT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST J II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP GP, S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST KP II GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST LIVE GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST LIVE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M CAPITAL FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M CO II GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M CO II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M SECONDARIES GP, B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST M SECONDARIES GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST MICH B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST MICH SPV B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST MMBO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST N GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST N GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NORTH RUSH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NORTH RUSH II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NORTH RUSH III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NPE GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NPE GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NPE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST NPE II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P II GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST P II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2003 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2006 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2008 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2009 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2011 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2011 LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2012 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2012 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2012 LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2014 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2014 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2014 LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2016 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2017 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2019 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2020 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS 2020/2021 GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS B.V. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS BEHEER 2006 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS CLEAN TECHNOLOGY INVESTMENTS 2007-2009 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS CO-INVESTMENTS 2015 I BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS CO-INVESTMENTS 2015 II BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS CO-INVESTMENTS 2016 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS CO-INVESTMENTS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS DIRECT INVESTMENTS 2003 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS DIRECT INVESTMENTS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2003 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2006 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2009 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2011 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2012 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2012 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2013 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2013 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2014 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2014 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2015 I BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS 2015 II BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND INVESTMENTS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS FUND OF FUNDS MANAGEMENT IIA B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS LATER STAGE CO-INVESTMENTS MANAGEMENT II BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS LATER STAGE CO-INVESTMENTS MANAGEMENT IIA B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS LTD. | Other investment adviser, including financial planners |
| ALPINVEST PARTNERS MEZZANINE INVESTMENTS 2007/2009 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS MEZZANINE INVESTMENTS 2012-2014 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS PRIMARY FUND INVESTMENTS 2018 II B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS PTE. LTD. | Other investment adviser, including financial planners |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2015 I BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2015 II BV | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2016 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2018/2019 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2020/2021 I B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PARTNERS US MEZZANINE INVESTMENTS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PEP GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PG 2022 GP B.V. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PHOENIX SCF I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PM GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PM GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALPINVEST PRIVATE EQUITY PARTNERS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2017 GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2018 GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2020 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2021 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM 2022 GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PRIVATE EQUITY PROGRAM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PSS GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PSS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST PSS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST REDC GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES MERLION GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VI LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VII LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VIII GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SECONDARIES VIII LUX GP S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SF V B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SF VI B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SF VII B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SIG FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SIG GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SIG II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST SPIRE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST STRATEGIC PORTFOLIO FINANCE II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST STRATEGIC PORTFOLIO FINANCE II LUX GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST U.S. CO-INVESTMENT ACCESS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST UNITED B.V. | Sponsor, GP, manager of pooled investment vehicles |
| ALPINVEST VICTORIA GROWTH PORTFOLIO GP, L.P | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALPINVEST WB GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AP H SECONDARIES B.V. | Sponsor, GP, manager of pooled investment vehicles |
| AP HARVEST GP B.V. | Sponsor, GP, manager of pooled investment vehicles |
| AP M GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AP P GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AP P II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASCP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASCP OAKLAND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ASF VII ACCESS SIDECAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASF VIII SIDECAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASP 2021 AGG. GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASP 2023 AGG. GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASP VII 2020-2024 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASP VII GP CO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASPF I CO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASPF II 2022-I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASPF N GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BETACOM BEHEER 2004 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| BETACOM XLV B.V. | Sponsor, GP, manager of pooled investment vehicles |
| CARLYLE AVIATION PDP MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CARLYLE AVIATION SECURITIES PARTNERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CARLYLE JAPAN EQUITY MANAGEMENT L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CECP ADVISORS, LLP | Other investment adviser, including financial planners |
| CSG MANAGER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LPINVEST PARTNERS CLEAN TECHNOLOGY INVESTMENTS 2010-2011 B.V. | Sponsor, GP, manager of pooled investment vehicles |
| OERAL INVESTMENTS B.V. | Sponsor, GP, manager of pooled investment vehicles |
| TCG CAPITAL MARKETS L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE CARLYLE GROUP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AAF CI-A, L.P. | Private Equity Fund | $64.9M | $1.5M | 8 |
| ALP L GLOBAL PE SMA FUND, L.P. | Private Equity Fund | $588.9M | $549.0M | 2 |
| ALPINVEST A2 INVESTMENT FUND II, L.P. | Private Equity Fund | $45.4M | $100.0M | 3 |
| ALPINVEST A2 INVESTMENT FUND, L.P. | Private Equity Fund | $68.1M | $300.0M | 4 |
| ALPINVEST ACCESS FUND II-A, L.P. | Private Equity Fund | $256.5M | $50.9M | 3 |
| ALPINVEST ACCESS FUND II, L.P. | Private Equity Fund | $1,542.6M | $400.0M | 3 |
| ALPINVEST ACCESS FUND III, L.P. | Private Equity Fund | $555.9M | $500.0M | 3 |
| ALPINVEST ACCESS FUND, L.P. | Private Equity Fund | $401.0M | $400.0M | 3 |
| ALPINVEST ATOM FUND (OFFSHORE) II, L.P. | Private Equity Fund | $4.3M | $5.0M | 6 |
| ALPINVEST ATOM FUND (OFFSHORE), L.P. | Private Equity Fund | $82.6M | $3.0M | 2 |
| ALPINVEST ATOM FUND (ONSHORE) II, L.P. | Private Equity Fund | $20.9M | $5.0M | 8 |
| ALPINVEST ATOM FUND (ONSHORE), L.P. | Private Equity Fund | $214.6M | $0.8M | 6 |
| ALPINVEST C FUND II, L.P. | Private Equity Fund | $938.6M | $300.0M | 2 |
| ALPINVEST C FUND, L.P. | Private Equity Fund | $1,093.4M | $100.0M | 2 |
| ALPINVEST CHESAPEAKE SCF I, L.P. | Private Equity Fund | $155.1M | $150.0M | 2 |
| ALPINVEST CO-INVESTMENT FUND (OFFSHORE) IX, L.P. | Private Equity Fund | $1,027.8M | $5.0M | 60 |
| ALPINVEST CO-INVESTMENT FUND (OFFSHORE) VII, L.P. | Private Equity Fund | $738.3M | $2.0M | 75 |
| ALPINVEST CO-INVESTMENT FUND (OFFSHORE) VIII, L.P. | Private Equity Fund | $977.8M | $5.0M | 63 |
| ALPINVEST CO-INVESTMENT FUND (ONSHORE) IX, L.P. | Private Equity Fund | $307.9M | $5.0M | 23 |
| ALPINVEST CO-INVESTMENT FUND (ONSHORE) VII, L.P. | Private Equity Fund | $576.8M | $2.0M | 104 |
| ALPINVEST CO-INVESTMENT FUND (ONSHORE) VIII, L.P. | Private Equity Fund | $1,515.1M | $5.0M | 141 |
| ALPINVEST CORIENT FUND, L.P. | Private Equity Fund | $110.8M | $8.3M | 3 |
| ALPINVEST EDISON FUND, L.P. | Private Equity Fund | $193.2M | $25.0M | 4 |
| ALPINVEST FALCON SCF I, L.P. | Private Equity Fund | $341.6M | $300.0M | 2 |
| ALPINVEST FC CREDIT, L.P. | Private Equity Fund | $89.9M | $100.0M | 2 |
| ALPINVEST FCR SECONDARIES FUND II, L.P. | Private Equity Fund | $73.7M | $80.0M | 2 |
| ALPINVEST FCR SECONDARIES FUND, L.P. | Private Equity Fund | $32.1M | $80.0M | 2 |
| ALPINVEST FINANCE STREET II, L.P. | Private Equity Fund | $963.4M | $400.0M | 2 |
| ALPINVEST FINANCE STREET, L.P. | Private Equity Fund | $1,098.9M | $250.0M | 2 |
| ALPINVEST GLOBAL ADVANTAGE FUND, L.P. | Private Equity Fund | $221.1M | $100.0M | 3 |
| ALPINVEST GRIO FUND II, L.P. | Private Equity Fund | $436.4M | $1.9M | 3 |
| ALPINVEST GRIO FUND, L.P. | Private Equity Fund | $600.2M | $2.0M | 4 |
| ALPINVEST HARVEST FUND, L.P. | Private Equity Fund | $70.6M | $70.0M | 2 |
| ALPINVEST HLI FUND, L.P. | Private Equity Fund | $645.9M | $200.0M | 2 |
| ALPINVEST HLI II FUND, L.P. | Private Equity Fund | $404.0M | $200.0M | 2 |
| ALPINVEST INDIGO I CI, L.P. | Private Equity Fund | $100.1M | $100.0M | 3 |
| ALPINVEST INDIGO II CI, L.P. | Private Equity Fund | $17.0M | $5.0M | 3 |
| ALPINVEST INDIGO SCF I, L.P. | Private Equity Fund | $107.0M | $59.0M | 3 |
| ALPINVEST M CAPITAL FUND, L.P. | Private Equity Fund | $88.2M | $100.0M | 2 |
| ALPINVEST MMBO HOLDINGS, L.P. | Private Equity Fund | $94.5M | $100.0M | 4 |
| ALPINVEST N FUND, L.P. | Private Equity Fund | $1,124.0M | $1,059.8M | 2 |
| ALPINVEST NORTH RUSH II, L.P. | Private Equity Fund | $211.6M | $150.0M | 2 |
| ALPINVEST NORTH RUSH III, L.P. | Private Equity Fund | $129.0M | $125.0M | 2 |
| ALPINVEST NORTH RUSH, L.P. | Private Equity Fund | $85.5M | $100.0M | 2 |
| ALPINVEST PHOENIX SCF I, L.P. | Private Equity Fund | $107.4M | $75.5M | 2 |
| ALPINVEST PSS FUND II, L.P. | Private Equity Fund | $262.0M | $250.0M | 2 |
| ALPINVEST PSS FUND, L.P. | Private Equity Fund | $326.3M | $275.0M | 2 |
| ALPINVEST REDC FUND, L.P. | Private Equity Fund | $121.0M | $120.0M | 2 |
| ALPINVEST SECONDARIES FUND (OFFSHORE) V, L.P. | Private Equity Fund | $62.0M | $10.0M | 4 |
| ALPINVEST SECONDARIES FUND (OFFSHORE) VI, L.P. | Private Equity Fund | $1,512.0M | $2.0M | 43 |
| ALPINVEST SECONDARIES FUND (OFFSHORE) VII, L.P. | Private Equity Fund | $3,377.5M | $5.0M | 97 |
| ALPINVEST SECONDARIES FUND (OFFSHORE) VIII, L.P. | Private Equity Fund | $2,318.0M | $5.0M | 62 |
| ALPINVEST SECONDARIES FUND (ONSHORE EURO) V, L.P. | Private Equity Fund | $16.2M | $10.0M | 3 |
| ALPINVEST SECONDARIES FUND (ONSHORE) V, L.P. | Private Equity Fund | $151.7M | $10.0M | 58 |
| ALPINVEST SECONDARIES FUND (ONSHORE) VI, L.P. | Private Equity Fund | $742.2M | $2.0M | 116 |
| ALPINVEST SECONDARIES FUND (ONSHORE) VII, L.P. | Private Equity Fund | $2,222.8M | $5.0M | 153 |
| ALPINVEST SECONDARIES FUND (ONSHORE) VIII, L.P. | Private Equity Fund | $2,357.4M | $5.0M | 24 |
| ALPINVEST SECONDARIES MERLION FUND, L.P. | Private Equity Fund | $76.6M | $76.5M | 2 |
| ALPINVEST SIG FUND, L.P. | Private Equity Fund | $87.1M | $100.0M | 2 |
| ALPINVEST SIG II FUND, L.P. | Private Equity Fund | $75.1M | $75.0M | 2 |
| ALPINVEST SPIRE FUND, L.P. | Private Equity Fund | $933.4M | $550.0M | 2 |
| ALPINVEST STRATEGIC PORTFOLIO FINANCE FUND (OFFSHORE) II, L.P. | Private Equity Fund | $207.4M | $5.0M | 12 |
| ALPINVEST STRATEGIC PORTFOLIO FINANCE FUND (ONSHORE SIDECAR) II, L.P. | Private Equity Fund | $22.6M | $5.0M | 11 |
| ALPINVEST STRATEGIC PORTFOLIO FINANCE FUND (ONSHORE) II, L.P. | Private Equity Fund | $715.4M | $5.0M | 15 |
| ALPINVEST US CO-INVESTMENT PEA FUND, L.P. | Private Equity Fund | $46.8M | $25.0M | 2 |
| ALPINVEST VICTORIA GROWTH PORTFOLIO, L.P. | Private Equity Fund | $302.7M | $300.0M | 2 |
| ALPINVEST WB SSMA, L.P. | Private Equity Fund | $202.8M | $16.5M | 4 |
| ALPINVEST/MICHIGAN INVESTMENT FUND, L.P. | Private Equity Fund | $230.0M | $500.0M | 2 |
| AP NATURAL RESOURCES I, LLC | Private Equity Fund | $18.2M | $30.0M | 2 |
| ASCP OAKLAND, L.P. | Private Equity Fund | $178.5M | $4.0M | 9 |
| ASF VIII SIDECAR, L.P. | Private Equity Fund | $50.0M | $4.2M | 4 |
| ASP GROVE, L.P. | Private Equity Fund | $16.0M | $1.0M | 5 |
| ASP HELIOS III, L.P. | Private Equity Fund | $39.7M | $1.9M | 9 |
| ASP JORDAN, L.P. | Private Equity Fund | $63.7M | $1.0M | 6 |
| ASP MARTIN, L.P. | Private Equity Fund | $136.1M | $0.3M | 7 |
| ASP MATRIX III, L.P. | Private Equity Fund | $13.5M | $10.0M | 5 |
| ASP NATURAL RESOURCES III, LLC | Private Equity Fund | $19.1M | $35.0M | 1 |
| ASP OYSTER, L.P. | Private Equity Fund | $32.8M | $5.0M | 3 |
| ASPF OCEANUS CO-INVEST, L.P. | Private Equity Fund | $25.2M | $25.0M | 2 |
| CENDANA I, L.P. | Private Equity Fund | $343.0M | $325.0M | 2 |
| CREDIT SUISSE/INDIANA VENTURE FUND, L.P. | Private Equity Fund | $9.9M | $0.2M | 2 |
| INDIANA FUTURE FUND I, LLC | Private Equity Fund | $3.3M | $0.5M | 12 |
| INDIANA INVESTMENT FUND II, LLC | Private Equity Fund | $71.8M | $150.0M | 2 |
| INDIANA INVESTMENT FUND-A, L.P. | Private Equity Fund | $3.1M | $0.3M | 2 |
| INDIANA INVESTMENT FUND, L.P. | Private Equity Fund | $5.9M | $5.0M | 2 |
| INEXT FUND, L.P. | Private Equity Fund | $11.2M | $0.6M | 8 |
| TOP CASTLE SIDECAR VII, L.P. | Private Equity Fund | $209.2M | $500.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fairall, Cameron, Samuel | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2011 | < 5% |
| Thorne, Michael, Steven | Individual | – | CHIEF LEGAL OFFICER | 06/2019 | < 5% |
| Herberg, Erica, Kathleen | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |
| Bagijn-van Overbeeke, Geertruida, Rudolfina | Individual | – | MANAGING DIRECTOR AND PRINCIPAL EXECUTIVE | 06/2019 | < 5% |
| THE CARLYLE GROUP | Domestic Entity | – | MANAGING MEMBER | 05/2014 | > 75% |
| TC GROUP, L.L.C. | Domestic Entity | THE CARLYLE GROUP | MEMBER | 12/2000 | > 75% |
| CG SUBSIDIARY HOLDINGS L.L.C. | Domestic Entity | TC GROUP, L.L.C. | MEMBER | 01/2020 | > 75% |
| CARLYLE HOLDINGS, L.P. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 50-75% |
| CARLYLE HOLDINGS I GP SUB L.L.C. | Domestic Entity | CARLYLE HOLDINGS, L.P. | GENERAL PARTNER | 11/2011 | |
| CARLYLE HOLDINGS I GP INC. | Domestic Entity | CARLYLE HOLDINGS I GP SUB L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP, INC. | Domestic Entity | CARLYLE HOLDINGS I GP INC. | SHAREHOLDER | 11/2011 | > 75% |
| CARLYLE HOLDINGS II L.L.C. | Domestic Entity | CG SUBSIDIARY HOLDINGS L.L.C. | MEMBER | 01/2020 | 25-50% |
| CARLYLE HOLDINGS II GP L.L.C. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II GP L.L.C. | MEMBER | 11/2011 | > 75% |
| THE CARLYLE GROUP INC. | Domestic Entity | CARLYLE HOLDINGS II L.L.C. | MEMBER | 01/2020 | 50-75% |