POSTROCK PARTNERS LLC
Adviser information for POSTROCK PARTNERS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $368.3M |
| Non-Discretionary | 0 | $0 |
| Total | 61 | $368.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 36 | $91.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $277.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 368.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| POSTROCK PARTNERS WRAP FEE PROGRAM | POSTROCK PARTNERS LLC |
Identifiers
| SEC RIA File Number | 801-129138 |
|---|---|
| SEC ERA File Number | 801-129138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328865 |
| Legal Entity Identifier | None |
Principal Office
6700 ANTIOCH ROADSUITE 470
OVERLAND PARK
KS
United States
Monday - Friday, BY APPOINTMENT
Tel: (913) 308-8030, Fax: None
Websites
Chief Compliance Officer
BRADLEY D. SCOTT
FOUNDING PARTNER, CEO
6700 ANTIOCH ROAD
SUITE 470
OVERLAND PARK
KS
United States
Tel:
(913) 308-8030
B********@*******************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY DREILING
FOUNDING PARTNER, CHIEF INVESTMENT OFFICER
6700 ANTIOCH ROAD
SUITE 470
OVERLAND PARK
KS
United States
Tel:
(913) 308-8030
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCOTT, BRADLEY, DEAN | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 10/2023 | 50-75% |
| DREILING, TIMOTHY, AARON | Individual | – | CHIEF INVESTMENT OFFICER | 12/2023 | 25-50% |
| TREASTER, CHAD, MICHAEL | Individual | – | PARTNER | 01/2024 | 5-10% |