OVERLAND ADVISORS, LLC
Adviser information for OVERLAND ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 252 |
|---|---|
| Investment Advisory/Research | 108 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-129142 |
|---|---|
| SEC ERA File Number | 801-129142 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325525 |
| Legal Entity Identifier | None |
Principal Office
375 PARK AVENUE, 11TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-672-5000, Fax: 212-672-5001
Chief Compliance Officer
ELIZABETH UHL
375 PARK AVENUE, 11TH FLOOR
NEW YORK
NY
United States
Tel:
212-672-5000
C*********@***************M
(Full email address available in API data)
Regulatory Contact
SUSANNE V. CLARK
CHIEF LEGAL OFFICER/GENERAL COUNSEL
375 PARK AVENUE, 11TH FLOOR
NEW YORK
NY
United States
Tel:
212-672-5000
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| CB FRESH AIR AGGREGATOR GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CB LAKER GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CB LDV GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CB MARTELLO GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CB NC CO-INVEST GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CCP GP II, L.P. | Commodity pool operator or commodity trading advisor |
| CCP GP IPC, L.P. | Commodity pool operator or commodity trading advisor |
| CCP II CAYMAN GP LTD. | Commodity pool operator or commodity trading advisor |
| CCP III CAYMAN GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CCP III SBS CAYMAN GP LTD. | Commodity pool operator or commodity trading advisor |
| CCP SBS GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE ADVISORS II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE ADVISORS III, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE ADVISORS IV, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE ADVISORS V, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE ASSOCIATES II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE ASSOCIATES III, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE ASSOCIATES IV, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE ASSOCIATES V, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE ASSOCIATES, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE CAPITAL PARTNERS II, L.P. | Commodity pool operator or commodity trading advisor |
| CENTERBRIDGE CREDIT ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE CREDIT FUNDING ADVISORS, LLC | Other investment adviser, including financial planners |
| CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE FLEX ADVISORS, L.L.C. | Other investment adviser, including financial planners |
| CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE MARTELLO ADVISORS, L.L.C. | Other investment adviser, including financial planners |
| CENTERBRIDGE PARTNERS EUROPE, LLP | Other investment adviser, including financial planners |
| CENTERBRIDGE PARTNERS REAL ESTATE ADVISORS II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE PARTNERS REAL ESTATE ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE PARTNERS, L.P. | Other investment adviser, including financial planners |
| CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE SPECIAL CREDIT ADVISORS II, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE SPECIAL CREDIT ADVISORS III, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE SPECIAL CREDIT ADVISORS IV, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CENTERBRIDGE SPECIAL CREDIT ADVISORS, L.L.C. | Other investment adviser, including financial planners |
| CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER IV, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CP ARGO MARINA GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CP MARINA HOLDCO GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CPREF CAYMAN GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CREDIT AND SCIII GENERAL PARTNER, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OVERLAND ADVANTAGE FUND ADVISOR, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UHL, ELIZABETH, ROSS | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| CENTERBRIDGE PARTNERS HOLDINGS, LLC | Domestic Entity | CENTERBRIDGE PARTNERS, L.P. | GENERAL PARTNER | 03/2006 | |
| ARONSON, JEFFREY, HAROLD | Individual | JEFFREY H. ARONSON 2017 REVOCABLE TRUST | TRUSTEE | 06/2017 | > 75% |
| JEFFREY H. ARONSON 2017 REVOCABLE TRUST | Domestic Entity | CENTERBRIDGE PARTNERS HOLDINGS, LLC | MEMBER | 06/2022 | 50-75% |
| ARONSON, JEFFREY, HAROLD | Individual | CENTERBRIDGE PARTNERS, L.P. | MANAGING PRINCIPAL | 09/2005 | |
| JEFFREY H. ARONSON 2006 LONG-TERM TRUST | Domestic Entity | CENTERBRIDGE PARTNERS HOLDINGS, LLC | MEMBER | 06/2023 | 50-75% |
| Aronson, Shari, Lynn | Individual | JEFFREY H. ARONSON 2006 LONG-TERM TRUST | TRUSTEE | 05/2006 | |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | Domestic Entity | JEFFREY H. ARONSON 2006 LONG-TERM TRUST | TRUSTEE | 11/2016 | |
| JPMORGAN CHASE HOLDINGS LLC | Domestic Entity | J.P. MORGAN TRUST COMPANY OF DELAWARE | PARENT | 12/2022 | > 75% |
| JPMORGAN CHASE & CO. | Domestic Entity | JPMORGAN CHASE HOLDINGS LLC | PARENT, MANAGING MEMBER | 09/2016 | > 75% |
| OVERLAND ADVISORS HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2023 | 50-75% |
| OVERLAND ADVISORS PARTICIPATION HOLDINGS, LLC | Domestic Entity | – | MEMBER | 09/2023 | 25-50% |
| OVERLAND ADVISORS INVESTOR, LLC | Domestic Entity | OVERLAND ADVISORS HOLDINGS, LLC | MEMBER | 09/2023 | > 75% |
| CENTERBRIDGE PARTNERS, L.P. | Domestic Entity | OVERLAND ADVISORS INVESTOR, LLC | SOLE AND MANAGING MEMBER | 08/2023 | > 75% |
| PLATINUM FALCON B 2018 RSC LIMITED | Foreign Entity | OVERLAND ADVISORS PARTICIPATION HOLDINGS, LLC | MEMBER | 09/2023 | 25-50% |
| PLATINUM INTERNATIONAL INVESTMENT HOLDINGS RSC LIMITED | Foreign Entity | PLATINUM FALCON B 2018 RSC LIMITED | OWNER | 01/2018 | > 75% |
| ABU DHABI INVESTMENT AUTHORITY | Foreign Entity | PLATINUM INTERNATIONAL INVESTMENT HOLDINGS RSC LIMITED | OWNER | 11/2017 | > 75% |
| CLARK, SUSANNE, VIKOREN | Individual | – | CHIEF LEGAL OFFICER/GENERAL COUNSEL | 11/2023 | < 5% |
| NEUENFELDT, WILLIAM, JOHN | Individual | – | CHIEF OPERATING OFFICER | 11/2023 | < 5% |
| TERJANIAN, KIMBERLY, ANNE | Individual | – | CHIEF FINANCIAL OFFICER | 11/2023 | < 5% |