COLLECTIVE RETIREMENT SOLUTIONS LLC
Adviser information for COLLECTIVE RETIREMENT SOLUTIONS LLC last updated from Form ADV on December 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129172 |
|---|---|
| SEC ERA File Number | 801-129172 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327798 |
| Legal Entity Identifier | None |
Principal Office
925 WEST LANCASTER AVENUESUITE 250
BRYN MAWR
PA
United States
Monday - Friday, 9AM-5PM
Tel: (610) 639-6333, Fax: None
Chief Compliance Officer
THOMAS K. MORGAN
925 WEST LANCASTER AVENUE
SUITE 250
BRYN MAWR
PA
United States
Tel:
7322397193
T******@******************M
(Full email address available in API data)
Regulatory Contact
WILLIAM HIGGINS
MANAGING PARTNER
925 WEST LANCASTER AVENUE
SUITE 250
BRYN MAWR
PA
United States
Tel:
(610) 639-6333
B*******@*******************M
(Full email address available in API data)
Industry Affiliates
| GLOVISTA INVESTMENTS LLC | Other investment adviser, including financial planners |
| PENN CAPITAL MANAGEMENT COMPANY, LLC | Other investment adviser, including financial planners |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CRS INVESTMENT TRUST | COLLECTIVE INVESTMENT TRUST | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAGE, BLAKELY, CHAPMAN | Individual | SPOUTING ROCK FINANCIAL PARTNERS, LLC | MEMBER | 06/2014 | 50-75% |
| HIGGINS, WILLIAM, JOSEPH | Individual | – | MANAGING PARTNER | 02/2023 | > 75% |
| MORGAN, THOMAS, KENNETH | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| SPOUTING ROCK FINANCIAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 06/2014 | 25-50% |