NEW DAY WEALTH MANAGEMENT, LLC
Adviser information for NEW DAY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Arkansas, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-129184 |
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SEC ERA File Number | 801-129184 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327224 |
Legal Entity Identifier | None |
Principal Office
1609 WEST MAINRUSSELLVILLE
AR
United States
Monday - Friday, 8:30 TO 4:30
Tel: 479-967-1200, Fax: None
Chief Compliance Officer
ROBERT KEENAN
CHIEF OPERATING OFFICER
1609 WEST MAIN
RUSSELLVILLE
AR
United States
Tel:
479-967-1200
Fax:
479-967-9344
R******@*********************M
(Full email address available in API data)
Industry Affiliates
ST. BERNARD FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KEENAN, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER | 06/2023 | 10-25% |
Akkaraju, Uday | Individual | – | CEO, MAJORITY SHAREHOLDER | 06/2023 | > 75% |