NEW DAY WEALTH MANAGEMENT, LLC

Adviser information for NEW DAY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-129184
SEC ERA File Number 801-129184
SEC CIK Numbers None
SEC CRD Numbers 327224
Legal Entity Identifier None

Principal Office

1609 WEST MAIN
RUSSELLVILLE
AR
United States
Monday - Friday, 8:30 TO 4:30
Tel: 479-967-1200, Fax: None

Chief Compliance Officer

ROBERT KEENAN
CHIEF OPERATING OFFICER
1609 WEST MAIN
RUSSELLVILLE
AR
United States
Tel: 479-967-1200
Fax: 479-967-9344
(Full email address available in API data)

Industry Affiliates

ST. BERNARD FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KEENAN, ROBERT Individual CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER 06/2023 10-25%
Akkaraju, Uday Individual CEO, MAJORITY SHAREHOLDER 06/2023 > 75%

No. Employees, Historic

10502023202420252 on 11/8/20232 on 11/10/20232 on 11/10/20232 on 12/11/20232 on 2/29/20242 on 3/6/2024

RAUM, Historic

0002023202420250 on 11/8/20230 on 11/10/20230 on 11/10/20230 on 12/11/20230 on 2/29/20240 on 3/6/2024