PF ADVISORS LLC

Adviser information for PF ADVISORS LLC last updated from Form ADV on January 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-129196
SEC ERA File Number 801-129196
SEC CIK Numbers None
SEC CRD Numbers 329138
Legal Entity Identifier None

Principal Office

2255 S WADSWORTH BLVD.
SUITE 106
LAKEWOOD
CO
United States
Monday - Friday, 9AM-5PM
Tel: 720-751-4795, Fax: None

Chief Compliance Officer

MARICE DUKES
MANAGER
2255 S. WADSWORTH BOULEVARD
SUITE 106
SALT LAKE CITY
UT
United States
Tel: 720-751-4795
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DUKES, MAURICE, DOMINIQUE Individual CCO, CHEIF FINANCIAL OFFICER, MANAGER 05/2020 < 5%
PETROFUNDERS, INC. Domestic Entity OWNER 05/2020 > 75%
DUKES, MAURICE, DOMINIQUE Individual PETROFUNDERS, INC. SHAREHOLDER 05/2020 > 75%

No. Employees, Historic

10502023202420251 on 11/9/20231 on 11/14/20231 on 11/14/20231 on 1/5/2024