PF ADVISORS LLC
Adviser information for PF ADVISORS LLC last updated from Form ADV on January 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Colorado, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | <5 | $0 |
Banking or thrift institutions | <5 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | <5 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | <5 | $0 |
Sovereign wealth funds and foreign official institutions | <5 | $0 |
Corporations or other businesses | <5 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-129196 |
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SEC ERA File Number | 801-129196 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329138 |
Legal Entity Identifier | None |
Principal Office
2255 S WADSWORTH BLVD.SUITE 106
LAKEWOOD
CO
United States
Monday - Friday, 9AM-5PM
Tel: 720-751-4795, Fax: None
Websites
Chief Compliance Officer
MARICE DUKES
MANAGER
2255 S. WADSWORTH BOULEVARD
SUITE 106
SALT LAKE CITY
UT
United States
Tel:
720-751-4795
M*****@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DUKES, MAURICE, DOMINIQUE | Individual | – | CCO, CHEIF FINANCIAL OFFICER, MANAGER | 05/2020 | < 5% |
PETROFUNDERS, INC. | Domestic Entity | – | OWNER | 05/2020 | > 75% |
DUKES, MAURICE, DOMINIQUE | Individual | PETROFUNDERS, INC. | SHAREHOLDER | 05/2020 | > 75% |