TRIBRIDGE PARTNERS FINANCIAL LLC

Adviser information for TRIBRIDGE PARTNERS FINANCIAL LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-129200
SEC ERA File Number 801-129200
SEC CIK Numbers None
SEC CRD Numbers 326489
Legal Entity Identifier None

Principal Office

6721 COLUMBIA GATEWAY DRIVE
SUITE 100
COLUMBIA
MD
United States
Monday - Friday, 8-5
Tel: 240-422-8799, Fax: None

Chief Compliance Officer

ASHLEIGH SWAYZE
CCO
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
Tel: 646-395-3900
(Full email address available in API data)

Industry Affiliates

ARROWHEAD INVESTMENT MANAGEMENT LLC Other investment adviser, including financial planners
AVAIL INVESTMENT PARTNERS, LLC Other investment adviser, including financial planners
INVESTMENT RESEARCH PARTNERS Other investment adviser, including financial planners
LNK PARTNERS, LLC Other investment adviser, including financial planners
MORSE CAPITAL PARTNERS, LLC Other investment adviser, including financial planners
ONEASCENT CAPITAL Other investment adviser, including financial planners
ONEASCENT INVESTMENT SOLUTIONS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SWAYZE, ASHLEIGH, COOPER Individual CCO 11/2023 < 5%
TBP GROUP LLC Domestic Entity OWNER 02/2024 > 75%
HYKES, HEATH, ANTHONY Individual TBP GROUP LLC CHIEF EXECUTIVE OFFICER 02/2024 25-50%
YOUNKINS, PAUL Individual TBP GROUP LLC CHIEF INNOVATION OFFICER 02/2024 25-50%
MORRIS, JOHN, C Individual TBP GROUP LLC EXECUTIVE VICE PRESIDENT 02/2024 25-50%
RIANHARD, RICHARD, DANE Individual TBP GROUP LLC FOUNDING PRINCIPAL 02/2024 25-50%

No. Employees, Historic

3015020232024202525 on 11/13/202325 on 11/28/202325 on 11/30/202325 on 12/18/202325 on 12/18/202325 on 2/16/202425 on 2/22/202425 on 2/22/2024

RAUM, Historic

0002023202420250 on 11/13/20230 on 11/28/20230 on 11/30/20230 on 12/18/20230 on 12/18/20230 on 2/16/20240 on 2/22/20240 on 2/22/2024