TRIBRIDGE PARTNERS FINANCIAL LLC
Adviser information for TRIBRIDGE PARTNERS FINANCIAL LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 25 |
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Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 8 |
Registered State Investment Advisers | 8 |
Licensed Agents of an Insurance Company | 8 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | <5 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMFixed fees |
Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
SEC RIA File Number | 801-129200 |
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SEC ERA File Number | 801-129200 |
SEC CIK Numbers | None |
SEC CRD Numbers | 326489 |
Legal Entity Identifier | None |
Principal Office
6721 COLUMBIA GATEWAY DRIVESUITE 100
COLUMBIA
MD
United States
Monday - Friday, 8-5
Tel: 240-422-8799, Fax: None
Chief Compliance Officer
ASHLEIGH SWAYZE
CCO
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
Tel:
646-395-3900
S*****@************M
(Full email address available in API data)
Industry Affiliates
ARROWHEAD INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
AVAIL INVESTMENT PARTNERS, LLC | Other investment adviser, including financial planners |
INVESTMENT RESEARCH PARTNERS | Other investment adviser, including financial planners |
LNK PARTNERS, LLC | Other investment adviser, including financial planners |
MORSE CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
ONEASCENT CAPITAL | Other investment adviser, including financial planners |
ONEASCENT INVESTMENT SOLUTIONS, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SWAYZE, ASHLEIGH, COOPER | Individual | – | CCO | 11/2023 | < 5% |
TBP GROUP LLC | Domestic Entity | – | OWNER | 02/2024 | > 75% |
HYKES, HEATH, ANTHONY | Individual | TBP GROUP LLC | CHIEF EXECUTIVE OFFICER | 02/2024 | 25-50% |
YOUNKINS, PAUL | Individual | TBP GROUP LLC | CHIEF INNOVATION OFFICER | 02/2024 | 25-50% |
MORRIS, JOHN, C | Individual | TBP GROUP LLC | EXECUTIVE VICE PRESIDENT | 02/2024 | 25-50% |
RIANHARD, RICHARD, DANE | Individual | TBP GROUP LLC | FOUNDING PRINCIPAL | 02/2024 | 25-50% |