MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.
Adviser information for MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129203 |
|---|---|
| SEC ERA File Number | 801-129203 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327830 |
| Legal Entity Identifier | None |
Principal Office
1200 17TH STREETSUITE 500
DENVER
CO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 888-885-8101, Fax: None
Chief Compliance Officer
KIMBERLY LORENZ
1200 17TH STREET
SUITE 500
DENVER
CO
United States
Tel:
888-565-1681
K******@*****************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN BRAMER
DEPUTY CHIEF COMPLIANCE OFFICER
1200 17TH STREET
SUITE 500
DENVER
CO
United States
Tel:
888-565-1681
B******@*****************M
(Full email address available in API data)
Industry Affiliates
| HEIM, YOUNG & ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| MERCER ADVISORS INSURANCE SERVICES | Insurance company or agency |
| MERCER ADVISORS PRIVATE ASSET MANAGEMENT GP 1, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERCER GLOBAL ADVISORS INC. | Other investment adviser, including financial planners |
| REGIS MANAGEMENT, A MERCER ADVISORS COMPANY | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERCER ADVISORS PRIVATE ASSET HOLDINGS, INC. | Domestic Entity | – | PARENT COMPANY | 02/2023 | > 75% |
| MERCER ADVISORS INC. | Domestic Entity | MERCER ADVISORS PRIVATE ASSET HOLDINGS, INC. | PARENT COMPANY | 02/2013 | > 75% |
| GC WAVES HOLDINGS, INC. | Domestic Entity | MERCER ADVISORS INC. | PARENT COMPANY | 03/2015 | > 75% |
| OG CRIMSON PARENT, INC. | Domestic Entity | GC WAVES HOLDINGS, INC. | PARENT COMPANY | 10/2019 | > 75% |
| OG CRIMSON HOLDINGS, L.P. | Domestic Entity | OG CRIMSON PARENT HOLDINGS I, INC. | PARENT COMPANY | 01/2023 | > 75% |
| WELLING, CHARLES, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2023 | < 5% |
| CALCAGNI, DONALD, ANDREW | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 02/2023 | < 5% |
| LORENZ, KIMBERLY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| OG CRIMSON PARENT HOLDINGS II, INC. | Domestic Entity | OG CRIMSON PARENT, INC. | PARENT COMPANY | 01/2023 | > 75% |
| OG CRIMSON PARENT HOLDINGS I, INC. | Domestic Entity | OG CRIMSON PARENT HOLDINGS II, INC. | PARENT COMPANY | 01/2023 | > 75% |
| LELLIS, MARTINE, ELIZABETH | Individual | – | CHIEF TALENT OFFICER | 02/2023 | < 5% |
| Encino, Mathew, Ryan | Individual | – | GENERAL COUNSEL, SECRETARY | 02/2023 | < 5% |
| CATALDO, CHRISTINE, ADELE | Individual | – | CHIEF TECHNOLOGY OFFICER | 02/2023 | < 5% |
| APH III PRIMETIME AGGREGATOR, L.P. | Domestic Entity | OG CRIMSON HOLDINGS, L.P. | SHAREHOLDER | 08/2023 | 25-50% |
| ALTAS PARTNERS HOLDINGS III(A) LP | Domestic Entity | APH III PRIMETIME AGGREGATOR, L.P. | SHAREHOLDER | 08/2023 | 25-50% |
| ALTAS PARTNERS HOLDINGS III LP | Domestic Entity | APH III PRIMETIME AGGREGATOR, L.P. | SHAREHOLDER | 08/2023 | 25-50% |
| APH III PRIMETIME CO-INVEST LP | Domestic Entity | APH III PRIMETIME AGGREGATOR, L.P. | SHAREHOLDER | 08/2023 | 25-50% |
| OG CRIMSON HOLDINGS GENPAR, LLC | Domestic Entity | OG CRIMSON HOLDINGS, L.P. | GENERAL PARTNER | 09/2019 | |
| KERESTECI, GUN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2024 | < 5% |