AZURA PARTNERS US LLC

Adviser information for AZURA PARTNERS US LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-129204
SEC ERA File Number 801-129204
SEC CIK Numbers None
SEC CRD Numbers 327986
Legal Entity Identifier None

Principal Office

767 FIFTH AVENUE
FLOOR 33
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 347-249-2369, Fax: None

Websites

Chief Compliance Officer

CARLOS GONZALEZ
1655 N. COMMERCE PARKWAY
SUITE 310
WESTON
FL
United States
Tel: (954) 727-3118
(Full email address available in API data)

Industry Affiliates

AZURA Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
AZURA Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
AZURA Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
AZURA Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AZURA LIMITED Foreign Entity SOLE MEMBER 06/2021 > 75%
GARCIA, JERRY, E (MIO) Individual EXECUTIVE OFFICER 01/2023 < 5%
GONZALEZ, CARLOS, JAVIER Individual CHIEF COMPLIANCE OFFICER 05/2023 < 5%
JAMAL, ALI, H GH M H Individual AZURA LIMITED DIRECTOR 08/2019 > 75%
KONTOLEON, ANTHONY, KONSTANTINOS Individual EXECUTIVE OFFICER 01/2023 < 5%

No. Employees, Historic

10502023202420253 on 11/14/20233 on 12/11/20233 on 12/20/20233 on 3/28/2024

RAUM, Historic

000202420250 on 3/28/2024