FINIAT, LLC

Adviser information for FINIAT, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesPLATFORM FEES

Identifiers

SEC RIA File Number 801-129206
SEC ERA File Number 801-129206
SEC CIK Numbers None
SEC CRD Numbers 329094
Legal Entity Identifier None

Principal Office

808 NORTH DONNELLY ST.
MOUNT DORA
FL
United States
Monday - Friday, 9AM - 5 PM ET
Tel: 352-729-2739, Fax: None

Chief Compliance Officer

MARK JOSEPH DE ANGELIS
SENIOR CONSULTANT
522 CLIFF LANE
522
MALVERN
PA
United States
Tel: 410-350-1106
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Deangelis, Mark, Joseph Individual CHIEF COMPLIANCE OFFICER 11/2023 < 5%
BANDY, ROBERT, L Individual MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 09/2018 > 75%

No. Employees, Historic

10502023202420254 on 11/14/20234 on 11/17/20234 on 1/25/20243 on 2/2/2024