FINIAT, LLC
Adviser information for FINIAT, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based feesPLATFORM FEES |
Identifiers
SEC RIA File Number | 801-129206 |
---|---|
SEC ERA File Number | 801-129206 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329094 |
Legal Entity Identifier | None |
Principal Office
808 NORTH DONNELLY ST.MOUNT DORA
FL
United States
Monday - Friday, 9AM - 5 PM ET
Tel: 352-729-2739, Fax: None
Chief Compliance Officer
MARK JOSEPH DE ANGELIS
SENIOR CONSULTANT
522 CLIFF LANE
522
MALVERN
PA
United States
Tel:
410-350-1106
M***********************@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Deangelis, Mark, Joseph | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
BANDY, ROBERT, L | Individual | – | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 09/2018 | > 75% |