OBRA FUND MANAGEMENT, LLC
Adviser information for OBRA FUND MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129207 |
|---|---|
| SEC ERA File Number | 801-129207 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328207 |
| Legal Entity Identifier | None |
Principal Office
835 W. 6TH ST., STE. 1400AUSTIN
TX
United States
Monday - Friday, 8AM-5PM
Tel: 5129618265, Fax: 5129618264
Chief Compliance Officer
STEPHEN KIRKWOOD
CHIEF LEGAL OFFICER
437 MADISON AVE
26TH FLOOR
NEW YORK
NY
United States
Tel:
512-744-1040
Fax:
512-961-8264
S***************@*******M
(Full email address available in API data)
Industry Affiliates
| OBRA CAPITAL MANAGEMENT, LLC. | Other investment adviser, including financial planners |
| OBRA INSTITUTIONAL CREDIT, LLC | Other investment adviser, including financial planners |
| OBRA INSURANCE SPECIAL SITUATIONS FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| OBRA MANAGEMENT I LLC | Sponsor, GP, manager of pooled investment vehicles |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| VIDA LIFE AGENCY, LLC | Insurance company or agency |
| VIDA MANAGEMENT V LLC | Sponsor, GP, manager of pooled investment vehicles |
| VIDA MANAGEMENT VI LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIRKWOOD, STEPHEN, ALLAN | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | 08/2023 | < 5% |
| Wallace, Blair, H. | Individual | – | PRESIDENT AND CEO | 08/2023 | < 5% |
| LIPSKY, BRETT, EVAN | Individual | – | CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |
| OBRA CAPITAL, INC. | Domestic Entity | – | MANAGING MEMBER | 08/2023 | > 75% |
| LYNX PURCHASER INC. | Domestic Entity | OBRA CAPITAL, INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX HOLDINGS INC. | Domestic Entity | LYNX PURCHASER INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX TOPCO LP | Domestic Entity | LYNX HOLDINGS INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX GP LLC | Domestic Entity | LYNX TOPCO LP | GENERAL PARTNER | 10/2019 | |
| LYNX JV LP | Domestic Entity | LYNX TOPCO LP | LIMITED PARTNER | 10/2019 | > 75% |
| REDBIRD LYNX LP | Domestic Entity | LYNX GP LLC | CO-MANAGING MEMBER | 10/2019 | 50-75% |
| REDBIRD LYNX BUSINESS TRUST | Domestic Entity | LYNX JV LP | LIMITED PARTNER | 10/2019 | 50-75% |
| REDBIRD VIDA CO-INVEST GENPAR LLC | Domestic Entity | REDBIRD LYNX BUSINESS TRUST | TRUSTEE | 10/2019 | |
| LYNX GP LLC | Domestic Entity | LYNX JV LP | GENERAL PARTNER | 10/2019 | |
| THE TAURUS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 11/2018 | 50-75% |
| AQUARIAN HOLDINGS LLC | Domestic Entity | AQUA BLUE SKY ACQUISITION CO LLC | MEMBER | 10/2023 | > 75% |
| THE KELMSCOTT CORPORATION | Domestic Entity | THE TAURUS TRUST | TRUSTEE | 11/2018 | |
| HEDGEGROW AQU AIV UB BUSINESS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 08/2020 | 50-75% |
| REDBIRD SERIES 2019 GENPAR LLC | Domestic Entity | HEDGEGROW AQU AIV UB BUSINESS TRUST | TRUSTEE | 08/2020 | |
| AQUA BLUE SKY ACQUISITION CO LLC | Domestic Entity | LYNX JV LP | LIMITED PARTNER | 10/2023 | 50-75% |
| AQUA BLUE SKY ACQUISITION CO LLC | Domestic Entity | LYNX GP LLC | CO-MANAGING MEMBER | 10/2023 | 50-75% |