DELTA WEALTH ADVISORS, LLC
Adviser information for DELTA WEALTH ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 535 | $101.1M |
| Non-Discretionary | 3 | $1.1M |
| Total | 538 | $102.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149 | $27.3M |
| HNW Individuals | 57 | $73.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesPERCENTAGE OF NET WORTH |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-129219 |
|---|---|
| SEC ERA File Number | 801-129219 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310504 |
| Legal Entity Identifier | None |
Principal Office
3755 EAST 82ND ST.SUITE 100
INDIANAPOLIS
IN
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 317-735-6445, Fax: 317-735-6492
Chief Compliance Officer
DINO EFTHIMIOU
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
3755 EAST 82ND ST.
SUITE 100
INDIANAPOLIS
IN
United States
Tel:
317-735-6445
Fax:
317-735-6492
D***@*****************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS FINNIGAN
PARTNER
3755 EAST 82ND ST.
SUITE 100
INDIANAPOLIS
IN
United States
Tel:
317-735-6445
Fax:
317-735-6492
N***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EFTHIMIOU, DINO, N | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/2017 | > 75% |
| FINNIGAN, NICHOLAS, GERALD CHRIST | Individual | – | OWNER | 09/2020 | 10-25% |