CONNOR CAPITAL SB, LLC
Adviser information for CONNOR CAPITAL SB, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $178.4M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $178.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $178.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesBOARD MEMBER COMPENSATION RELATED TO THE INVESTMENT |
Identifiers
| SEC RIA File Number | 801-129234 |
|---|---|
| SEC ERA File Number | 801-129234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283073 |
| Legal Entity Identifier | None |
Principal Office
1236 COAST VILLAGE CIRCLESUITE G
SANTA BARBARA
CA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 805.324.4073, Fax: None
Chief Compliance Officer
JOHN B. RODGERS
CHIEF OPERATING OFFICER
1236 COAST VILLAGE CIRCLE
SUITE G
SANTA BARBARA
CA
United States
Tel:
805-324-4073
J*********@************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CONNOR
MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER
1236 COAST VILLAGE CIRCLE
SUITE G
SANTA BARBARA
CA
United States
Tel:
805.324.4072
J**********@************M
(Full email address available in API data)
Industry Affiliates
| CONNOR CAPITAL TRANSPORTATION OPPORTUNITIES I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CC USRL LP | Private Equity Fund | $81.8M | $0.0M | 25 |
| CCDW RAIL LP | Private Equity Fund | $5.4M | $0.1M | 8 |
| CCSB RPCO LP | Private Equity Fund | $11.1M | $0.1M | 3 |
| CCSB WPER LP | Private Equity Fund | $8.8M | $0.0M | 23 |
| CCSB1 AUS LP | Private Equity Fund | $0.3M | $0.1M | 6 |
| CCSB1 LOADSMART LP | Private Equity Fund | $17.5M | $0.0M | 41 |
| CCSB1 WATCO LP | Private Equity Fund | $22.9M | $0.1M | 6 |
| CCSBV1 MEXICO LP | Private Equity Fund | $1.3M | $0.1M | 6 |
| CCTO1 UBER1 LP | Private Equity Fund | $2.9M | $0.1M | 7 |
| CONNOR CAPITAL TRANSPORTATION OPPORTUNITIES I, LP | Private Equity Fund | $26.4M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNOR, JOHN, TRACY | Individual | – | MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 11/2015 | > 75% |
| RODGERS, JOHN, BARCLAY | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |