MENDOZA PRIVATE WEALTH

MENDOZA PRIVATE WEALTH INC. Legal Name

Adviser information for MENDOZA PRIVATE WEALTH last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-129237
SEC ERA File Number 801-129237
SEC CIK Numbers None
SEC CRD Numbers 329126
Legal Entity Identifier None

Principal Office

8333 NW 53RD STREET
SUITE 450
MIAMI
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 305-503-5133, Fax: 305-395-5850

Chief Compliance Officer

IVAN M. MENDOZA
MANAGING PRINCIPAL
8333 NW 53RD STREET
SUITE 450
MIAMI
FL
United States
Tel: 305-503-5133
Fax: 305-395-5850
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MENDOZA, IVAN MIGUEL Individual MANAGING PRINCIPAL AND CCO 03/2016 > 75%

No. Employees, Historic

10502023202420251 on 11/18/20231 on 12/19/20231 on 1/22/20241 on 2/2/2024

RAUM, Historic

0002023202420250 on 11/18/20230 on 12/19/20230 on 1/22/20240 on 2/2/2024