J. STERN & CO., LLC
Adviser information for J. STERN & CO., LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $25.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $25.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $25.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129253 |
|---|---|
| SEC ERA File Number | 801-129253 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326509 |
| Legal Entity Identifier | 254900NCXUCSPUDYCO68 |
Principal Office
1230 AVENUE OF THE AMERICASSUITE 1526
NEW YORK CITY
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-219-0200, Fax: None
Chief Compliance Officer
THOMAS PRICE
4 CARLTON GARDENS
LONDON
United Kingdom
Tel:
+442034781818
C*********@***********M
(Full email address available in API data)
Regulatory Contact
RON DOOLEY
PRINCIPAL
1 ROCKEFELLER PLAZA
10TH FLOOR
NEW YORK
NY
United States
Tel:
917-214-1333
R******@***********M
(Full email address available in API data)
Industry Affiliates
| J. STERN & CO WORLD STARS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| J. STERN & CO. LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| J. STERN & CO. WORLD STARS GLOBAL EQUITY FUND, LP | LONG ONLY EQUITY | $25.0M | $0.2M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| J. STERN & CO US HOLDINGS INC | Domestic Entity | – | MANAGING MEMBER | 03/2023 | > 75% |
| DOOLEY, RONALD | Individual | – | PRINCIPAL | 03/2023 | 10-25% |
| PICOT, CHRISTIAN, ROGER | Individual | – | PRINCIPAL | 03/2023 | 10-25% |
| Price, Thomas, Leolin Alfred | Individual | – | CCO | 03/2023 | < 5% |