TRAILHEAD PLANNERS, LLC
Adviser information for TRAILHEAD PLANNERS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 446 | $119.4M |
| Non-Discretionary | 0 | $0 |
| Total | 446 | $119.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93 | $36.9M |
| HNW Individuals | 28 | $75.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-129254 |
|---|---|
| SEC ERA File Number | 801-129254 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284610 |
| Legal Entity Identifier | None |
Principal Office
23 NE 18TH AVEPORTLAND
OR
United States
Monday - Friday, 8-5
Tel: 503-773-9682, Fax: None
Chief Compliance Officer
COURTNEY RANSTROM
MANAGING MEMBER
23 NE 18TH AVE
PORTLAND
OR
United States
Tel:
503-773-9682
C*******@********************M
(Full email address available in API data)
Regulatory Contact
MORGAN RANSTROM
MANAGING MEMBER
5151 EDINA INDUSTRIAL BLVD
SUITE 200
EDINA
MN
United States
Tel:
503-773-9682
M*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULVAHILL, WILLIAM, PATRICK | Individual | – | MANAGING MEMBER | 01/2020 | 25-50% |
| RANSTROM, COURTNEY, ELIZABETH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2016 | 25-50% |
| RANSTROM, MORGAN, KENT | Individual | – | MANAGING MEMBER | 07/2016 | 25-50% |