KIPLINGER WEALTH ADVISORS
KIPLINGER INVESTMENT ADVISORS, LLC. Legal Name
Adviser information for KIPLINGER WEALTH ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 949 | $189.1M |
| Non-Discretionary | 0 | $0 |
| Total | 949 | $189.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 378 | $103.3M |
| HNW Individuals | 45 | $85.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissionsSOLICITOR/REFERRAL FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 189.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KIPLINGER WEALTH ADVISORS WRAP PROGRAM | KIPLINGER WEALTH ADVISORS |
Identifiers
| SEC RIA File Number | 801-129277 |
|---|---|
| SEC ERA File Number | 801-129277 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116726 |
| Legal Entity Identifier | None |
Principal Office
325 N. MAIN STSUITE 202
SPRINGBORO
OH
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 937-886-1442, Fax: 937-886-1664
Chief Compliance Officer
BRAD E. KIPLINGER
PRESIDENT
325 N. MAIN ST
SUITE 202
SPRINGBORO
OH
United States
Tel:
937-886-1442
Fax:
937-886-1664
B***@******************M
(Full email address available in API data)
Regulatory Contact
TYLER PURCELL
HEAD OF OPERATIONS
325 N. MAIN ST
SPRINGBORO
OH
United States
Tel:
937-886-1442
Fax:
937-886-1664
T****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIPLINGER, BRAD, ELLIOT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 09/1998 | > 75% |