SANJAC ALPHA LP
Adviser information for SANJAC ALPHA LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129278 |
|---|---|
| SEC ERA File Number | 801-129278 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329302 |
| Legal Entity Identifier | None |
Principal Office
3033 W ALABAMAHOUSTON
TX
United States
Monday - Friday, 9-5
Tel: 713-366-7059, Fax: None
Chief Compliance Officer
ALLISON DUENSING
GENERAL COUNSEL
3033 W ALABAMA
HOUSTON
TX
United States
Tel:
7133667059
A********@****************M
(Full email address available in API data)
Industry Affiliates
| SARACEN ENERGY TRADING LP | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SARACEN ENERGY ADVISORS, LP | Domestic Entity | – | LIMITED PARTNER | 11/2023 | 50-75% |
| SANJAC MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 10/2022 | < 5% |
| WELLS, LEON, ANDREW | Individual | – | CHIEF INVESTMENT OFFICER | 11/2023 | < 5% |
| CONVEXITY CUBED, LLC | Domestic Entity | – | LIMITED PARTNER | 11/2023 | 25-50% |
| DUENSING, ALLISON, PAIGE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
| SARACEN LLC | Domestic Entity | SARACEN ENERGY ADVISORS, LP | GENERAL PARTNER | 01/2005 | |
| KELLEY, NEIL, EDWARD | Individual | SARACEN ENERGY ADVISORS, LP | CHIEF EXECUTIVE OFFICER | 01/2005 | |
| KELLEY, NEIL, EDWARD | Individual | NEK INVESTCO, INC. | SOLE SHAREHOLDER | 04/2009 | > 75% |
| C3 INVESTMENTS LP | Domestic Entity | SARACEN ENERGY ADVISORS, LP | LIMITED PARTNER | 04/2009 | > 75% |
| NEK INVESTCO, INC. | Domestic Entity | SARACEN LLC | MEMBER | 01/2005 | 25-50% |
| KELLEY, NEIL, EDWARD | Individual | SARACEN LLC | MEMBER | 01/2005 | 50-75% |
| KELLEY, NEIL, EDWARD | Individual | C3 INVESTMENTS LP | LIMITED PARTNER | 09/2010 | > 75% |
| WELLS, LEON, ANDREW | Individual | CONVEXITY CUBED, LLC | OWNER | 12/2016 | > 75% |
| KELLEY, NEIL, EDWARD | Individual | SANJAC MANAGEMENT LLC | MEMBER | 11/2023 | 25-50% |
| SARACEN ENERGY ADVISORS, LP | Domestic Entity | SANJAC MANAGEMENT LLC | MEMBER | 11/2023 | > 75% |
| C3 INVESTMENTS GP LLC | Domestic Entity | C3 INVESTMENTS LP | GENERAL PARTNER | 09/2010 | |
| KELLEY, NEIL, EDWARD | Individual | C3 INVESTMENTS GP LLC | MEMBER | 09/2010 | 50-75% |
| NEK INVESTCO, INC. | Domestic Entity | C3 INVESTMENTS GP LLC | MEMBER | 09/2010 | 50-75% |