CFG RETIREMENT
ASSURED RETIREMENT FINANCIAL GROUP, INC. Legal Name
Adviser information for CFG RETIREMENT last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 267 | $123.4M |
| Non-Discretionary | 0 | $0 |
| Total | 267 | $123.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 224 | $64.0M |
| HNW Individuals | 45 | $59.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 126 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-129292 |
|---|---|
| SEC ERA File Number | 801-129292 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 179516 |
| Legal Entity Identifier | None |
Principal Office
4550 W 77TH STREETSUITE #380
EDINA
MN
United States
Monday - Friday, 8:30 TO 5:00
Tel: 952-657-7470, Fax: 844-727-7873
Chief Compliance Officer
VINCENT OLDRE
PRESIDENT
4530 W. 77TH STREET
SUITE 300
EDINA
MN
United States
Tel:
952-657-7470
Fax:
844-727-7873
V****@****************M
(Full email address available in API data)
Industry Affiliates
| CFG RETIREMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLDRE, VINCENT, LOMBARDI | Individual | – | PRESIDENT/CCO | 04/2015 | > 75% |