FOUR FINANCIAL MANAGEMENT
MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC Legal Name
Adviser information for FOUR FINANCIAL MANAGEMENT last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 566 | $119.8M |
| Non-Discretionary | 0 | $0 |
| Total | 566 | $119.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 289 | $36.1M |
| HNW Individuals | 41 | $83.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesREFERRAL COMPENSATION |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 500,000 |
| Portfolio Manager | 0 |
| Both for Same | 119.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FOUR FINANCIAL MANAGEMENT WRAP PROGRAM | FOUR FINANCIAL MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-129305 |
|---|---|
| SEC ERA File Number | 801-129305 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284251 |
| Legal Entity Identifier | None |
Principal Office
777 E. EISENHOWER PKWYSUITE 740
ANN ARBOR
MI
United States
Monday - Friday, 9:00 - 5:00
Tel: 734-272-4322, Fax: 734-369-3037
Chief Compliance Officer
DAVID FRANSKO
MEMBER
777 E. EISENHOWER PKWY
SUITE 740
ANN ARBOR
MI
United States
Tel:
734-272-4322
Fax:
734-369-3037
D************@****************M
(Full email address available in API data)
Industry Affiliates
| ALAN BRILLIANT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
| DAVID FRANSKO | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
| FOUR FINANCIAL TAX SERVICES | Accountant or accounting firm |
| MICHAEL T. KAPLAN | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
| PROVIZR | Other investment adviser, including financial planners |
| STEPHEN M. MORMAN | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAPLAN, MICHAEL, TRUMAN | Individual | – | MEMBER/SHAREHOLDER | 06/2016 | 25-50% |
| BRILLIANT, ALAN, JASON | Individual | – | MANAGING MEMBER/SHAREHOLDER | 06/2016 | 25-50% |
| MORMAN, STEPHEN, MARCUS | Individual | – | MEMBER/SHAREHOLDER | 06/2016 | 25-50% |
| FRANSKO, DAVID, LEWIS | Individual | – | MEMBER/CCO/SHAREHOLDER | 06/2016 | 25-50% |