TC43 LLC

Adviser information for TC43 LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-129315
SEC ERA File Number 801-129315
SEC CIK Numbers None
SEC CRD Numbers 329373
Legal Entity Identifier None

Principal Office

330 SUNRISE HIGHWAY
SUITE 230
ROCKVILLE CENTRE
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-363-7217, Fax: None

Chief Compliance Officer

HARRIS JASON BOGNER
330 SUNRISE HIGHWAY
SUITE 230
ROCKVILLE CENTRE
NY
United States
Tel: 917-376-0144
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BOGNER, HARRIS, JASON Individual CHIEF COMPLIANCE OFFICER 12/2023 < 5%
MCCORMICK, JOHN, PATRICK Individual CHIEF EXECUTIVE OFFICER 12/2023 > 75%

No. Employees, Historic

10502023202420251 on 12/7/20231 on 12/21/20231 on 1/4/20241 on 1/4/20241 on 3/6/20241 on 3/6/2024