THE FOUNDRY FINANCIAL GROUP, INC.
Adviser information for THE FOUNDRY FINANCIAL GROUP, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 638 | $143.4M |
| Non-Discretionary | 107 | $55.4M |
| Total | 745 | $198.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $21.3M |
| HNW Individuals | 124 | $139.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $38.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 225 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
67 WATER STREETSUITE 101
LACONIA
NH
United States
Monday - Friday, 8 AM - 5 PM
Tel: 603-528-5171, Fax: 603-524-0769
Websites
www.linkedin.com/in/daniel-rivet/
www.linkedin.com/company/foundryfinancialgroup/
www.facebook.com/thefoundryfinancialgroupinc
www.facebook.com/mfogarty33
www.linkedin.com/in/michaelhfogarty
www.foundryadvisors.com
twitter.com/mfogartynh
www.linkedin.com/in/sarah--anderson/
www.linkedin.com/in/christina-bradbury-dba-cma-cfp%c2%ae-b814a328/
Chief Compliance Officer
MICHAEL H. FOGARTY
PRESIDENT/CHIEF COMPLIANCE OFFICER
67 WATER STREET
SUITE 101
LACONIA
NH
United States
Tel:
603-528-5171
Fax:
603-524-0769
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOGARTY, MICHAEL, HARRINGTON | Individual | – | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | 03/2005 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 260K | 1K | – |
| AMAZON COM INC | COM | 293K | 2K | – |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 9M | 176K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 8M | 123K | – |
| APPLE INC | COM | 617K | 3K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 740K | 16K | – |
| CME GROUP INC | COM | 2M | 9K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 290K | 46K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 481K | 14K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | 3M | 87K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 331K | 16K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 221K | 11K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 202K | 11K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 195K | 10K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 MUNI | 243K | 10K | – |
| ISHARES INC | CORE MSCI EMKT | 5M | 85K | – |
| ISHARES INC | MSCI EMRG CHN | 4M | 71K | – |
| ISHARES TR | CORE HIGH DV ETF | 5M | 46K | – |
| ISHARES TR | CORE MSCI EAFE | 9M | 121K | – |
| ISHARES TR | CORE S&P US GWT | 5M | 41K | – |
| ISHARES TR | CORE S&P US VLU | 7M | 79K | – |
| ISHARES TR | MSCI USA QLT FCT | 6M | 37K | – |
| ISHARES TR | CORE S&P500 ETF | 13M | 23K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 69K | – |
| ISHARES TR | SP SMCP600VL ETF | 3M | 35K | – |
| ISHARES TR | 1 3 YR TREAS BD | 633K | 8K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 11K | – |
| ISHARES TR | 7-10 YR TRSY BD | 9M | 96K | – |
| ISHARES TR | IBONDS DEC24 ETF | 990K | 39K | – |
| ISHARES TR | IBONDS DEC25 ETF | 2M | 80K | – |
| ISHARES TR | IBONDS DEC2026 | 2M | 95K | – |
| ISHARES TR | IBONDS 27 ETF | 2M | 92K | – |
| ISHARES TR | IBONDS DEC 25 | 1M | 51K | – |
| ISHARES TR | IBONDS DEC 26 | 1M | 43K | – |
| ISHARES TR | IBONDS DEC 27 | 751K | 30K | – |
| ISHARES TR | IBONDS 25 TRM TS | 917K | 40K | – |
| ISHARES TR | IBONDS 26 TRM TS | 1M | 49K | – |
| ISHARES TR | IBONDS 27 TRM TS | 1M | 58K | – |
| ISHARES TR | IBDS DEC28 ETF | 1M | 53K | – |
| ISHARES TR | IBONDS 28 TRM TS | 1M | 51K | – |
| ISHARES TR | IBONDS DEC 29 | 494K | 22K | – |
| ISHARES TR | IBONDS 29 TRM TS | 431K | 20K | – |
| ISHARES TR | IBONDS 24 TRM TS | 653K | 27K | – |
| ISHARES TR | IBONDS DEC | 776K | 30K | – |
| ISHARES TR | CORE S&P SCP ETF | 520K | 5K | – |
| ISHARES TR | MSCI USA VALUE | 448K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 5M | 61K | – |
| J P MORGAN EXCHANGE TRADED F | U S TECH LEADERS | 7M | 94K | – |
| JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 9M | 141K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 6M | 103K | – |
| META PLATFORMS INC | CL A | 241K | 477 | – |
| MICROSOFT CORP | COM | 763K | 2K | – |
| NVIDIA CORPORATION | COM | 501K | 4K | – |