FIVE ARROWS MANAGERS LLP
Adviser information for FIVE ARROWS MANAGERS LLP last updated from Form ADV on December 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 801-129351 |
|---|---|
| SEC ERA File Number | 801-129351 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169915 |
| Legal Entity Identifier | 5493008517JRRXX5C233 |
Principal Office
VINTNERS PLACE68 UPPER THAMES STREET, 6TH FLOOR
LONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: 44 20 7280 1028, Fax: None
Websites
Chief Compliance Officer
DAVID ROBERT DEVLIN
VINTNERS PLACE
68 UPPER THAMES STREET, 6TH FLOOR
LONDON
United Kingdom
Tel:
+44 7561 808139
Fax:
+44 (0)207280 5979
D***********@******************M
(Full email address available in API data)
Industry Affiliates
| ELSINORE I GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS (USA) LLC | Other investment adviser, including financial planners |
| FIVE ARROWS MANAGERS S.A. | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS SAS | Other investment adviser, including financial planners |
| N M ROTHSCHILD & SONS LIMITED | Other investment adviser, including financial planners |
| OBERON GP II SARL | Sponsor, GP, manager of pooled investment vehicles |
| OBERON GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| OBERON III GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| OBERON USA GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| REDBURN ATLANTIC | Other investment adviser, including financial planners |
| ROTHSCHILD & CO BANK AG | Other investment adviser, including financial plannersBanking or thrift institution |
| ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) | Other investment adviser, including financial planners |
| ROTHSCHILD & CO US INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROTHSCHILD & CO VERMOEGENSVERWALTUNGS GMBH | Other investment adviser, including financial planners |
| ROTHSCHILD & CO WEALTH MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONTEGO CLO III DAC | Securitized Asset Fund | $313.5M | $0.3M | 16 |
| CONTEGO CLO IV DAC | Securitized Asset Fund | $368.5M | $0.3M | 33 |
| CONTEGO CLO IX DAC | Securitized Asset Fund | $477.6M | $0.3M | 15 |
| CONTEGO CLO V DAC | Securitized Asset Fund | $421.7M | $0.3M | 20 |
| CONTEGO CLO VI DAC | Securitized Asset Fund | $424.2M | $0.3M | 28 |
| CONTEGO CLO VII DAC | Securitized Asset Fund | $477.3M | $0.3M | 32 |
| CONTEGO CLO VIII DAC | Securitized Asset Fund | $441.5M | $0.3M | 28 |
| CONTEGO CLO X DAC | Securitized Asset Fund | $319.0M | $0.3M | 21 |
| CONTEGO CLO XI DAC | Securitized Asset Fund | $398.9M | $0.3M | 25 |
| CONTEGO CLO XII DAC | Securitized Asset Fund | $17.8M | $0.3M | 2 |
| FIVE ARROWS GLOBAL LOAN INVESTMENTS II PLC | Securitized Asset Fund | $153.9M | $0.3M | 112 |
| FIVE ARROWS GLOBAL LOAN INVESTMENTS PLC | Securitized Asset Fund | $269.3M | $0.3M | 21 |
| NORTHEAST LOANS SARL | Securitized Asset Fund | $211.6M | $0.3M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED | Foreign Entity | – | MEMBER | 08/2011 | > 75% |
| ROTHSCHILD & CO SCA | Foreign Entity | K DEVELOPPEMENT SAS | SHAREHOLDER | 11/1994 | > 75% |
| WESTCOTT, JONATHAN | Individual | – | DIRECTOR OF ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED | 01/2016 | < 5% |
| CLANCY, MICHAEL, DAVITT | Individual | – | DIRECTOR, ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED | 01/2016 | < 5% |
| WESTCOTT, JONATHAN | Individual | – | MEMBER OF MANAGEMENT BOARD | 07/2016 | < 5% |
| CLANCY, MICHAEL, DAVITT | Individual | – | MEMBER OF MANAGEMENT BOARD | 06/2016 | < 5% |
| KHAN, JAVED, AHMAD | Individual | – | MEMBER OF THE MANAGEMENT BOARD | 11/2018 | < 5% |
| Di Rienzo, Aldo | Individual | – | DIRECTOR OF ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED | 04/2020 | < 5% |
| Di Rienzo, Aldo | Individual | – | MEMBER OF MANAGEMENT BOARD | 09/2020 | < 5% |
| WESTCOTT, JONATHAN | Individual | – | COMPLIANCE OFFICER | 08/2020 | < 5% |
| FIVE ARROWS | Foreign Entity | ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED | SHAREHOLDER | 07/2022 | |
| K DEVELOPPEMENT SAS | Foreign Entity | FIVE ARROWS | SHAREHOLDER | 07/2022 | |
| FIVE ARROWS HOLDING UK LIMITED | Foreign Entity | – | SHAREHOLDER | 07/2022 | < 5% |
| DEVLIN, DAVID, ROBERT | Individual | – | CCO | 08/2023 | < 5% |