FAM SAS
FIVE ARROWS MANAGERS SAS Legal Name
Adviser information for FAM SAS last updated from Form ADV on December 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | France |
Employees
| Total Number of Employees | 78 |
|---|---|
| Investment Advisory/Research | 54 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 67 | $5.3B |
| Non-Discretionary | 0 | $0 |
| Total | 67 | $5.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 67 | $5.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 67 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129357 |
|---|---|
| SEC ERA File Number | 801-129357 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328935 |
| Legal Entity Identifier | None |
Principal Office
6 RUE MENARSPARIS
France
Monday - Friday, 9:00AM - 7:00PM
Tel: +33-1-40-74-40-74, Fax: None
Chief Compliance Officer
LAURENCE LABEJOF
23 BIS AVENUE DE MESSINE
PARIS
France
Tel:
+33 1 40 74 41 65
L***************@******************M
(Full email address available in API data)
Industry Affiliates
| ELSINORE I GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS (USA) LLC | Other investment adviser, including financial planners |
| FIVE ARROWS MANAGERS GP | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS LLP | Other investment adviser, including financial planners |
| FIVE ARROWS MANAGERS S.A. | Sponsor, GP, manager of pooled investment vehicles |
| N M ROTHSCHILD & SONS LIMITED | Other investment adviser, including financial planners |
| REDBURN ATLANTIC | Other investment adviser, including financial planners |
| ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) | Other investment adviser, including financial planners |
| ROTHSCHILD & CO US INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AROLLA MULTI MANAGER | FUND OF FUNDS | $169.9M | $0.1M | 324 |
| FASO IV AND AROLLA CO-INVESTMENT FUND | Private Equity Fund | $38.4M | $0.1M | 171 |
| FIVE ARROWS CO-INVESTMENTS II | Private Equity Fund | $30.7M | $0.0M | 89 |
| FIVE ARROWS CO-INVESTMENTS III | Private Equity Fund | $27.3M | $0.0M | 93 |
| FIVE ARROWS DEBT PARTNERS III | DEBT FUND | $48.0M | $5.0M | 5 |
| FIVE ARROWS DEBT PARTNERS IV SLP | DEBT FUND | $0.0M | $5.0M | 0 |
| FIVE ARROWS GLOBAL TECHNOLOGY SLP | Private Equity Fund | $11.2M | $1.0M | 81 |
| FIVE ARROWS GROWTH CAPITAL I | Private Equity Fund | $78.2M | $5.0M | 27 |
| FIVE ARROWS GROWTH CAPITAL I B | Private Equity Fund | $15.8M | $0.5M | 46 |
| FIVE ARROWS PRINCIPAL INVESTMENTS I CONTINUATION FUND | Private Equity Fund | $5.3M | $3.0M | 52 |
| FIVE ARROWS PRINCIPAL INVESTMENTS II | Private Equity Fund | $177.1M | $5.0M | 35 |
| FIVE ARROWS PRINCIPAL INVESTMENTS III | Private Equity Fund | $374.1M | $5.0M | 54 |
| FIVE ARROWS PRINCIPAL INVESTMENTS IV | Private Equity Fund | $127.9M | $5.0M | 64 |
| FIVE ARROWS PRINCIPAL INVESTMENTS IV B | Private Equity Fund | $1.8M | $0.2M | 35 |
| FIVE ARROWS PRINCIPAL INVESTMENTS IV H | Private Equity Fund | $21.6M | $10.0M | 5 |
| FIVE ARROWS PRIVATE EQUITY PROGRAMME II | Private Equity Fund | $117.6M | $0.1M | 368 |
| FIVE ARROWS PRIVATE EQUITY PROGRAMME III | Private Equity Fund | $13.5M | $0.1M | 390 |
| FIVE ARROWS SECONDARY OPPORTUNITIES III | Private Equity Fund | $38.3M | $5.0M | 68 |
| FIVE ARROWS SECONDARY OPPORTUNITIES IV | Private Equity Fund | $173.1M | $5.0M | 61 |
| FIVE ARROWS SECONDARY OPPORTUNITIES V FPCI | Private Equity Fund | $409.6M | $5.0M | 103 |
| FIVE ARROWS SECONDARY OPPORTUNITIES VI | Private Equity Fund | $0.3M | $5.0M | 120 |
| FIVE ARROWS SUNRISE CO-INVEST | Private Equity Fund | $14.2M | $0.1M | 33 |
| FIVE ARROWS SUSTAINABLE INVESTMENTS | Private Equity Fund | $16.3M | $3.0M | 29 |
| FIVE ARROWS WILLIAM CO-INVEST | Private Equity Fund | $177.1M | $1.0M | 128 |
| FIVE ARROWS WILLIAM CONTINUATION FUND | Private Equity Fund | $131.8M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTHSCHILD & CO INVESTMENT MANAGERS | Foreign Entity | – | SHAREHOLDER | 12/2013 | > 75% |
| ROTH, EMMANUEL | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2013 | < 5% |
| KLITTING, MIREILLE | Individual | – | DEPUTY CHIEF EXECUTIVE OFFICER | 11/2011 | < 5% |
| VEBER, EDOUARD | Individual | – | BOARD MEMBER | 12/2021 | < 5% |
| MILLER, SPENCER | Individual | – | BOARD MEMBER | 12/2019 | < 5% |
| LABEJOF, LAURENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| K DEVELOPPEMENT | Foreign Entity | ROTHSCHILD & CO INVESTMENT MANAGERS | OWNER | 09/2017 | |
| ROTHSCHILD & CO SCA | Foreign Entity | K DEVELOPPEMENT | OWNER | 02/2003 | > 75% |