FG ADVISORY SERVICES, LLC.
Adviser information for FG ADVISORY SERVICES, LLC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesINVESTMENT ADVICE TO QUALIFIED RETIREMENT PLANS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129361 |
|---|---|
| SEC ERA File Number | 801-129361 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329430 |
| Legal Entity Identifier | None |
Principal Office
21 OAK ROADBRIARCLIFF MANOR
NY
United States
Monday - Friday, 9:00AM - 8:00PM ET
Tel: 646-609-2225 EXT. 6, Fax: None
Chief Compliance Officer
SHANNON MCLAY
21 OAK ROAD
BRIARCLIFF MANOR
NY
United States
Tel:
914-364-1609
C*********@*********M
(Full email address available in API data)
Industry Affiliates
| VAN ECK ASSOCIATES CORP. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAY, SHANNON LALLY | Individual | – | PRESIDENT, CEO, CCO, AND SHAREHOLDER | 12/2023 | < 5% |
| THE FINANCIAL GYM, INC. | Domestic Entity | – | OWNER | 07/2017 | > 75% |
| NEXT-GEN FINANCIAL LLC | Domestic Entity | THE FINANCIAL GYM, INC. | SHAREHOLDER | 08/2017 | 25-50% |
| VAN ECK ASSOCIATES CORPORATION | Domestic Entity | THE FINANCIAL GYM, INC. | SHAREHOLDER | 04/2021 | 25-50% |
| MCLAY, SHANNON LALLY | Individual | NEXT-GEN FINANCIAL LLC | SHAREHOLDER | 08/2017 | 50-75% |
| MCLAY, WILLIAM S | Individual | NEXT-GEN FINANCIAL LLC | SHAREHOLDER | 08/2017 | 25-50% |
| JAN FREDERICK VAN ECK REVOCABLE TRUST, JAN VAN ECK TRUSTEE | Domestic Entity | VAN ECK ASSOCIATES CORPORATION | SHAREHOLDER | 04/2021 | 50-75% |
| VANECK, JAN, FREDERICK | Individual | JAN FREDERICK VAN ECK REVOCABLE TRUST, JAN VAN ECK TRUSTEE | SHAREHOLDER | 04/2021 | > 75% |