MARINER WEALTH ADVISORS
MARINER WEALTH ADVISORS-PR, LLC Legal Name
Adviser information for MARINER WEALTH ADVISORS last updated from Form ADV on December 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-129362 |
|---|---|
| SEC ERA File Number | 801-129362 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329377 |
| Legal Entity Identifier | None |
Principal Office
5700 W 112TH STREET,SUITE 500
OVERLAND PARK
KS
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 913-904-5700, Fax: None
Websites
Chief Compliance Officer
ANNE DORIAN
GENERAL COUNSEL
5700 W 112TH STREET
SUITE 500
OVERLAND PARK
KS
United States
Tel:
913-387-2701
A**********@****************M
(Full email address available in API data)
Regulatory Contact
MAUREEN KIEFER-GOLDENBERG
SENIOR VICE PRESIDENT, COMPLIANCE
5700 W 112TH STREET
SUITE 500
OVERLAND PARK
KS
United States
Tel:
913-363-7681
M***********************@****************M
(Full email address available in API data)
Industry Affiliates
| 1248 PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FLYOVER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | Other investment adviser, including financial planners |
| MARINER INSURANCE RESOURCES, LLC | Insurance company or agency |
| MARINER PLATFORM SOLUTIONS | Other investment adviser, including financial planners |
| MARINER TRUST COMPANY, LLC | Trust company |
| MARINER WEALTH ADVISORS | Other investment adviser, including financial planners |
| MARINER WEALTH ADVISORS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MONTAGE FUND ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSEC, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| UBIQUITY MANAGEMENT, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | < 5% |
| DORIAN, ANNE, JENELLE | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| RADENBERG, KATRINA, DELORES | Individual | – | CHIEF INVESTMENT OFFICER | 07/2023 | < 5% |
| BICKNELL, CHERYL, RENEE | Individual | – | CHIEF OPERATING OFFICER | 07/2023 | < 5% |
| POE, JEFFREY, ALLEN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |
| POINTER, KENNY | Individual | – | CHIEF SERVICES OFFICER | 07/2023 | < 5% |
| MARINER WEALTH ADVISORS, LLC | Domestic Entity | – | MANAGING MEMBER | 07/2023 | > 75% |
| MWA MIDCO, LLC | Domestic Entity | MARINER WEALTH ADVISORS, LLC | MANAGER | 06/2021 | |
| MWA HOLDCO, LLC | Domestic Entity | MWA MIDCO, LLC | MANAGER | 06/2021 | |
| GEI VIII MW AGGREGATOR LLC | Domestic Entity | MWA HOLDCO, LLC | MEMBER | 06/2021 | 25-50% |
| PERIDOT COINVEST MANAGER LLC | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MANAGER | 04/2021 | |
| GEI VIII MW BLOCKER LLC | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MEMBER | 04/2021 | 50-75% |
| GREEN EQUITY INVESTORS VIII L.P. | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MEMBER | 04/2021 | 25-50% |
| GEI CAPITAL VIII, LLC | Domestic Entity | GREEN EQUITY INVESTORS VIII L.P. | GENERAL PARTNER | 06/2019 | |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Domestic Entity | GEI VIII MW BLOCKER LLC | MEMBER | 04/2021 | > 75% |
| GEI CAPITAL VIII, LLC | Domestic Entity | GREEN EQUITY INVESTORS SIDE VIII L.P. | GENERAL PARTNER | 06/2019 | |
| LGP MANAGEMENT, INC. | Domestic Entity | GEI CAPITAL VIII, LLC | MANAGER | 12/2019 | |
| LEONARD GREEN & PARTNERS, L.P. | Domestic Entity | PERIDOT COINVEST MANAGER LLC | MANAGER | 07/2014 | > 75% |
| LGP MANAGEMENT, INC. | Domestic Entity | LEONARD GREEN & PARTNERS, L.P. | GENERAL PARTNER | 06/1996 | |
| LGP FEEDER, L.P. | Domestic Entity | LEONARD GREEN & PARTNERS, L.P. | LIMITED PARTNER | 11/2022 | 50-75% |
| EMERALD HOLDINGS II, L.P. | Domestic Entity | LGP FEEDER, L.P. | LIMITED PARTNER | 11/2022 | > 75% |
| THE DANHAKL REVOCABLE TRUST | Domestic Entity | EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | 06/2012 | 25-50% |
| DANHAKL, JOHN, GLENN | Individual | THE DANHAKL REVOCABLE TRUST | TRUSTEE | 10/1997 | |
| THE SOKOLOFF FAMILY TRUST | Domestic Entity | EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | 06/2012 | 25-50% |
| SOKOLOFF, JONATHAN, DAVIS | Individual | THE SOKOLOFF FAMILY TRUST | TRUSTEE | 10/1997 | |
| EMERALD HOLDINGS I, LLC | Domestic Entity | EMERALD HOLDINGS II, L.P. | GENERAL PARTNER | 08/2016 | |
| THE SOKOLOFF FAMILY TRUST | Domestic Entity | EMERALD HOLDINGS I, LLC | MEMBER | 05/2012 | 25-50% |
| THE DANHAKL REVOCABLE TRUST | Domestic Entity | EMERALD HOLDINGS I, LLC | MEMBER | 05/2012 | 25-50% |
| PERIDOT COINVEST MANAGER LLC | Domestic Entity | GEI VIII MW BLOCKER LLC | MANAGER | 04/2021 | |
| BICKNELL, MARTIN, CHRISTOPHER | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| BICKNELL, CHERYL, RENEE | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| HENSON, GARY, PAUL | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| SOKOLOFF, JONATHAN, DAVIS | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| SEIFFER, JONATHAN, ADAM | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| KIEFER-GOLDENBERG, MAUREEN, KIM | Individual | – | SENIOR VICE PRESIDENT, COMPLIANCE | 07/2023 | < 5% |