COLARION
COLARION LLC Legal Name
Adviser information for COLARION last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 157 | $119.9M |
| Non-Discretionary | 16 | $6.0M |
| Total | 173 | $125.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $17.0M |
| HNW Individuals | 73 | $95.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.9M |
| Pension and profit sharing plans | <5 | $684,337 |
| Charitable organizations | <5 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $5.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129369 |
|---|---|
| SEC ERA File Number | 801-129369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284588 |
| Legal Entity Identifier | None |
Principal Office
50 RICHARD ARRINGTON AVE N.BIRMINGHAM
AL
United States
Monday - Friday, 8:00 TO 6:00
Tel: 205 410 9443, Fax: None
Chief Compliance Officer
SAMUEL HASKELL
MANAGER
50 RICHARD ARRINGTON AVE N.
BIRMINGHAM
AL
United States
Tel:
205 410 9443
S**@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MINT FINANCIAL SECTOR FUND, LP | Private Equity Fund | $3.4M | $0.3M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HASKELL, SAMUEL, DRAYTON | Individual | – | MANAGING MEMBER/CCO | 04/2017 | > 75% |