FORT STREET ASSET MANAGEMENT LLC
Adviser information for FORT STREET ASSET MANAGEMENT LLC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $126.0M |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $126.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $15.0M |
| HNW Individuals | 6 | $33.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $78.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 75 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129378 |
|---|---|
| SEC ERA File Number | 801-129378 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305446 |
| Legal Entity Identifier | None |
Principal Office
900 FORT STREET MALL SUITE 1727HONOLULU
HI
United States
Monday - Friday, 9 AM - 5 PM
Tel: 808-265-1000, Fax: None
Websites
Chief Compliance Officer
CLINTON DODSON
MEMBER
900 FORT STREET MALL SUITE 1727
HONOLULU
HI
United States
Tel:
808-265-1000
C******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FORT STREET AM FUND (BVI) LTD | Hedge Fund | $40.0M | $0.3M | 11 |
| FORT STREET AM FUND LP | Hedge Fund | $78.0M | $0.3M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DODSON, CLINTON, JAMES | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2019 | 50-75% |
| WERTHEIMER, RICHARD, M | Individual | – | MEMBER | 08/2019 | 50-75% |