SECURITIES CAPITAL PARTNERS MANAGEMENT COMPANY, LLC
Adviser information for SECURITIES CAPITAL PARTNERS MANAGEMENT COMPANY, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $186.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $186.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $186.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129395 |
|---|---|
| SEC ERA File Number | 801-129395 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329038 |
| Legal Entity Identifier | None |
Principal Office
7100 SIX FORKS ROAD,SUITE 335
RALEIGH
NC
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 407-476-2500, Fax: 407-476-2501
Chief Compliance Officer
MATTHEW BROTHERS
CFO
7100 SIX FORKS ROAD
SUITE 335
RALEIGH
NC
United States
Tel:
407-476-2505
M***@********************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN M. LYONS
MANAGER OF THE MANAGING MEMBER
2920 TALBERT COURT
FINKSBURG
MD
United States
Tel:
407-476-2500
B**@********************M
(Full email address available in API data)
Industry Affiliates
| SECURITIES CAPITAL PARTNERS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SECURITIES CAPITAL PARTNERS, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SECURITIES CAPITAL PARTNERS, LLC | Domestic Entity | – | MANAGING MEMBER | 10/2023 | > 75% |
| Brothers, Matthew | Individual | – | CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |
| LYONS, BENJAMIN, MICHAEL | Individual | – | MANAGER OF THE MANAGING MEMBER | 10/2023 | < 5% |
| Brothers, Matthew | Individual | SECURITIES CAPITAL PARTNERS, LLC | MANAGER | 10/2013 | |
| LYONS, BENJAMIN, MICHAEL | Individual | SECURITIES CAPITAL PARTNERS, LLC | MANAGER | 10/2013 |