SEVEN HILLS FINANCIAL, LLC
Adviser information for SEVEN HILLS FINANCIAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 504 | $106.7M |
| Non-Discretionary | 0 | $0 |
| Total | 504 | $106.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 217 | $53.4M |
| HNW Individuals | 24 | $53.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $275,717 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesTHIRD-PARTY MANAGERS |
Identifiers
| SEC RIA File Number | 801-129414 |
|---|---|
| SEC ERA File Number | 801-129414 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143190 |
| Legal Entity Identifier | None |
Principal Office
410 EAST 6TH AVENUETALLAHASSEE
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 850-219-6699, Fax: 850-273-5733
Chief Compliance Officer
HANNA P. MOLTA
FINANCIAL PLANNER
410 EAST 6TH AVENUE
TALLAHASSEE
FL
United States
Tel:
850-219-6699
Fax:
850-273-5733
H****@**********************M
(Full email address available in API data)
Regulatory Contact
JEFFERY J. JOHNSON
FOUNDER
410 EAST 6TH AVENUE
TALLAHASSEE
FL
United States
Tel:
850-219-6699
Fax:
850-273-5733
J***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, JEFFREY, ADAMS | Individual | – | FOUNDER | 01/2007 | 25-50% |
| Molta, Hanna, Price | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | 25-50% |
| BUTCHER, DONALD, ASHLEY | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE & PRINCIPAL | 05/2018 | 25-50% |