ATLANTIC UNION MUNICIPAL ADVISORS, INC
Adviser information for ATLANTIC UNION MUNICIPAL ADVISORS, INC last updated from Form ADV on December 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129419 |
|---|---|
| SEC ERA File Number | 801-129419 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329425 |
| Legal Entity Identifier | None |
Principal Office
4300 COX ROADGLEN ALLEN
VA
United States
Monday - Friday, 9AM - 5PM
Tel: 804-802-4955X6055, Fax: None
Chief Compliance Officer
MITCHELL P YORK
PRESIDENT
4300 COX ROAD
GLEN ALLEN
VA
United States
Tel:
804-802-4955 X6055
M************@********M
(Full email address available in API data)
Regulatory Contact
JOHN OCKERMAN
VICE PRESIDENT
4300 COX ROAD
GLEN ALLEN
VA
United States
Tel:
804-774-2408
J************@********M
(Full email address available in API data)
Industry Affiliates
| ATLANTIC UNION BANK | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ATLANTIC UNION BANK | Domestic Entity | – | CORPORATION | 10/2023 | > 75% |
| OCKERMAN, JOHN, FOSTER | Individual | – | VICE PRESIDENT, TREASURER | 10/2023 | < 5% |
| YORK, MITCHELL, PAUL | Individual | – | PRESIDENT, CCO | 10/2023 | < 5% |
| Spong, Ellen, Elizabeth | Individual | – | VICE PRESIDENT, TREASURER | 10/2023 | < 5% |
| RING, DAVID, VINCENT | Individual | – | DIRECTOR | 10/2023 | < 5% |
| TEDESCO, MARIA, PIA | Individual | – | DIRECTOR | 10/2023 | < 5% |
| ATLANTIC UNION BANKSHARES CORPORATION | Domestic Entity | ATLANTIC UNION BANK | CORPORATION | 10/2023 | > 75% |