BEACON HILL WEALTH MANAGEMENT LTD
Adviser information for BEACON HILL WEALTH MANAGEMENT LTD last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-129439 |
|---|---|
| SEC ERA File Number | 801-129439 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325860 |
| Legal Entity Identifier | None |
Principal Office
1133 FORT STREETVICTORIA, BC
Canada
Monday - Friday, 9:00AM TO 4:00PM
Tel: 778-433-1314, Fax: 778-265-0033
Chief Compliance Officer
DIXIE KLAIBERT
1133 FORT STREET
VICTORIA, BC
Canada
Tel:
778-433-1314
Fax:
778-265-0033
D****@**************A
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOOKSBURY, CHRISTOPHER, RANDALL | Individual | – | CEO/PARTNER | 01/2023 | 25-50% |
| ATTOLLO VENTURES INC. | Foreign Entity | – | PARTNER | 01/2023 | 25-50% |
| KLAIBERT, DIXIE, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| HOGAN, PHILLIP, DAVID | Individual | – | CHIEF MARKETING OFFICER | 01/2023 | < 5% |
| BATTERY STREET HOLDINGS LTD | Foreign Entity | – | PARTNER | 01/2023 | 25-50% |
| KLAIBERT, DIXIE, LEE | Individual | BATTERY STREET HOLDINGS LTD | SHAREHOLDER | 04/2013 | > 75% |
| HOGAN, PHILLIP, DAVID | Individual | ATTOLLO VENTURES INC. | SHAREHOLDER | 12/2015 | > 75% |