FRONT PORCH FINANCIAL ADVISORY
FPF FA L.L.C. Legal Name
Adviser information for FRONT PORCH FINANCIAL ADVISORY last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 299 | $75.2M |
| Non-Discretionary | 14 | $48.3M |
| Total | 313 | $123.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $25.3M |
| HNW Individuals | 30 | $49.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $49.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129454 |
|---|---|
| SEC ERA File Number | 801-129454 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311329 |
| Legal Entity Identifier | None |
Principal Office
211 EAST BLVD.CHARLOTTE
NC
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 980-428-2297, Fax: N/A
Websites
Chief Compliance Officer
GEOFFREY HENRY OWEN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
211 EAST BLVD.
CHARLOTTE
NC
United States
Tel:
980-428-2297
Fax:
N/A
G****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OWEN, GEOFFREY, HENRY | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2020 | > 75% |