EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
Adviser information for EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC last updated from Form ADV on January 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 52 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | EXPECT TO PROVIDE ADVISORY SERVICES TO REGISTERED INVESTMENT COMPANY |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129465 |
|---|---|
| SEC ERA File Number | 801-129465 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328508 |
| Legal Entity Identifier | None |
Principal Office
600 STEAMBOAT ROAD,SUITE 202
GREENWICH
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-340-8500, Fax: None
Chief Compliance Officer
COURTNEY B. FANDRICK
PRINCIPAL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel:
203-340-8536
C**@*******************M
(Full email address available in API data)
Regulatory Contact
NAUMAN MALIK
SENIOR PRINCIPAL AND GENERAL COUNSEL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel:
203-340-8518
N*****@*******************M
(Full email address available in API data)
Industry Affiliates
| EAGLE POINT CIF GP I LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT CREDIT GP I LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT CREDIT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT DIF GP I LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT DIF GP II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT DIF GP NJ LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT DIP GENERAL PARTNER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT EIF GENERAL PARTNER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE POINT ENHANCED INCOME MANAGEMENT LLC | Other investment adviser, including financial planners |
| EAGLE POINT INCOME MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EAGLE POINT SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EP CLO GP I LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EP SRT CO-INVEST GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPC CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STONE POINT CAPITAL LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| STONE POINT CREDIT ADVISER LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ONORIO, KENNETH, PAUL | Individual | – | SENIOR PRINCIPAL,CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 09/2023 | < 5% |
| MAJEWSKI, THOMAS, PHILIP | Individual | – | MANAGING PARTNER | 09/2023 | < 5% |
| MALIK, NAUMAN, S | Individual | – | SENIOR PRINCIPAL AND GENERAL COUNSEL | 09/2023 | < 5% |
| Fandrick, Courtney, Barrett | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| EP DEFENSIVE VENTURES LLC | Domestic Entity | – | MANAGING MEMBER | 09/2023 | > 75% |
| EPCM HOLDINGS LLC | Domestic Entity | EP DEFENSIVE VENTURES LLC | MANAGING MEMBER | 09/2023 | > 75% |
| EAGLE POINT HOLDINGS PARENT LLC | Domestic Entity | EPCM HOLDINGS LLC | SOLE MEMBER | 09/2023 | > 75% |
| EAGLE POINT HOLDINGS INTERMEDIATE LLC | Domestic Entity | EAGLE POINT HOLDINGS PARENT LLC | SOLE MEMBER | 09/2023 | > 75% |
| EAGLE POINT HOLDINGS TOPCO LLC | Domestic Entity | EAGLE POINT HOLDINGS INTERMEDIATE LLC | SOLE MEMBER | 09/2023 | > 75% |
| EAGLE POINT HOLDINGS LP | Domestic Entity | EAGLE POINT HOLDINGS TOPCO LLC | SOLE MEMBER | 09/2023 | > 75% |
| EAGLE POINT HOLDINGS GP LLC | Domestic Entity | EAGLE POINT HOLDINGS LP | GENERAL PARTNER | 09/2023 | |
| TRIDENT EP-II HOLDINGS LLC | Domestic Entity | EAGLE POINT HOLDINGS LP | SHAREHOLDER | 09/2023 | 50-75% |
| MAJEWSKI, THOMAS, PHILIP | Individual | EAGLE POINT HOLDINGS GP LLC | BOARD OF MANAGERS (ELECTED MANAGER) | 09/2023 | |
| CAREY, JAMES, DAWSON | Individual | EAGLE POINT HOLDINGS GP LLC | BOARD OF MANAGERS (ELECTED MANAGER) | 09/2023 | |
| MATTHEWS, JAMES, ROBERT | Individual | EAGLE POINT HOLDINGS GP LLC | BOARD OF MANAGERS (ELECTED MANAGER) | 09/2023 | |
| BRONNER, SCOTT, JONATHAN | Individual | EAGLE POINT HOLDINGS GP LLC | BOARD OF MANAGERS (ELECTED MANAGER) | 09/2023 | |
| TRIDENT EP-I HOLDINGS LLC | Domestic Entity | TRIDENT EP-II HOLDINGS LLC | MEMBER | 09/2023 | 25-50% |
| TRIDENT IX, L.P. | Foreign Entity | TRIDENT EP-II HOLDINGS LLC | MEMBER | 09/2023 | 25-50% |
| TRIDENT EP BLOCKER AIV, L.P. | Domestic Entity | TRIDENT EP-I HOLDINGS LLC | MEMBER | 09/2023 | > 75% |
| TRIDENT CAPITAL IX, L.P. | Foreign Entity | TRIDENT IX, L.P. | GENERAL PARTNER | 09/2023 | |
| TRIDENT CAPITAL IX, L.P. | Foreign Entity | TRIDENT EP BLOCKER AIV, L.P. | GENERAL PARTNER | 09/2023 | |
| TRIDENT IX, L.P. | Foreign Entity | TRIDENT EP BLOCKER AIV, L.P. | LIMITED PARTNER | 09/2023 | 50-75% |
| TRIDENT IX, PARALLEL FUND, L.P. | Foreign Entity | TRIDENT EP BLOCKER AIV, L.P. | LIMITED PARTNER | 09/2023 | 25-50% |
| TRIDENT CAPITAL IX, L.P. | Foreign Entity | TRIDENT IX, PARALLEL FUND, L.P. | GENERAL PARTNER | 09/2023 |