BERNSTEIN INSTITUTIONAL SERVICES LLC
Adviser information for BERNSTEIN INSTITUTIONAL SERVICES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 294 |
|---|---|
| Investment Advisory/Research | 85 |
| Registered Broker-Dealer Representatives | 208 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | Subscription feesFixed fees |
| Other Business Activities | Broker-dealer |
Principal Office
1345 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-969-1000, Fax: None
Chief Compliance Officer
LAURENCE H. BERTAN
CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Tel:
212-969-1309
L**************@********************M
(Full email address available in API data)
Regulatory Contact
PAUL EMERSON
VICE PRESIDENT AND COUNSEL
501 COMMERCE STREET, 22ND FLOOR
NASHVILLE
TN
United States
Tel:
615-622-0000
P***********@********************M
(Full email address available in API data)
Industry Affiliates
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| AB BERNSTEIN ISRAEL LTD. | Other investment adviser, including financial planners |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | Other investment adviser, including financial planners |
| AB CARVAL INVESTORS, LP | Other investment adviser, including financial planners |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AB PRIVATE CREDIT INVESTORS LLC | Other investment adviser, including financial planners |
| AB TRUST COMPANY, LLC | Trust company |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CANADA INC. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CORPORATION | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HOLDING L.P. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| ALLIANCEBERNSTEIN JAPAN LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALLIANCEBERNSTEIN LIMITED | Other investment adviser, including financial planners |
| BERNSTEIN AUTONOMOUS LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CPH CAPITAL | Other investment adviser, including financial planners |
| EQUITABLE ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| EQUITABLE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | Insurance company or agency |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PENN INVESTMENT ADVISORS, INC. | Other investment adviser, including financial planners |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PLANMEMBER SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SANFORD C. BERNSTEIN (CANADA) LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN & CO., LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| W.P. STEWART ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCB GLOBAL HOLDINGS LLC | Domestic Entity | – | SOLE LLC MEMBER | 10/2021 | > 75% |
| VAN BRUGGE, ROBERT PIETER | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2021 | < 5% |
| ALLIANCEBERNSTEIN L.P. | Domestic Entity | ALLIANCE CAPITAL MANAGEMENT LLC | SOLE MEMBER | 10/2021 | > 75% |
| BERTAN, LAURENCE HUGH | Individual | – | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER | 10/2021 | < 5% |
| ALLIANCE CAPITAL MANAGEMENT LLC | Domestic Entity | SCB GLOBAL HOLDINGS LLC | SOLE LLC MEMBER | 10/2021 | > 75% |
| MCGRANAHAN, COLIN A | Individual | – | DIRECTOR, HEAD OF RESEARCH | 04/2023 | < 5% |
| KEYES-GREVELIS, STEPHEN N | Individual | – | DIRECTOR, HEAD OF SALES | 04/2023 | < 5% |
| LILES, DAVID ALLEN | Individual | – | DIRECTOR, HEAD OF TRADING | 04/2023 | < 5% |
| O'KEEFE, THOMAS WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; FINOP | 10/2023 | < 5% |