UTI ASSET MANAGEMENT COMPANY LIMITED

Adviser information for UTI ASSET MANAGEMENT COMPANY LIMITED last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End MARCH
Legal Location India

Employees

Total Number of Employees 1065
Investment Advisory/Research 48
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-129469
SEC ERA File Number 801-129469
SEC CIK Numbers None
SEC CRD Numbers 328924
Legal Entity Identifier 335800IDIB9I5HRFZP97

Principal Office

UTI TOWER, GN BLOCK
BANDRA KURLA COMPLEX, BANDRA EAST
MUMBAI, MAHARASHTRA
India
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 91 022 6678 6686, Fax: None

Chief Compliance Officer

GAYATRI KANNAN
ASSOCIATE VICE PRESIDENT, DEPARTMENT OF COMPLIANCE
UTI TOWER, GN BLOCK
BANDRA KURLA COMPLEX, BANDRA EAST
MUMBAI, MAHARASHTRA
India
Tel: 91 22 6678 6714
(Full email address available in API data)

Industry Affiliates

UTI ALTERNATIVES PRIVATE LIMITED Other investment adviser, including financial planners
UTI INTERNATIONAL (FRANCE) S.A.S. Other investment adviser, including financial planners
UTI INTERNATIONAL (SINGAPORE) PRIVATE LIMITED Other investment adviser, including financial planners
UTI INTERNATIONAL LIMITED Other investment adviser, including financial planners
UTI INVESTMENT MANAGEMENT COMPANY (MAURITIUS) LIMITED Other investment adviser, including financial planners
UTI RETIREMENT SOLUTIONS LTD. Other investment adviser, including financial plannersPension consultant
UTI VENTURE FUNDS MANAGEMENT COMPANY PRIVATE LIMITED Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Kakar, Rajeev Individual INDEPENDENT DIRECTOR 11/2019 < 5%
MEHROTRA, DINESH, KUMAR Individual NON-EXECUTIVE CHAIRMAN 04/2017 < 5%
Seshadri, Narasimhan Individual INDEPENDENT DIRECTOR 10/2016 < 5%
CHATTERJEE, DEEPAK, KUMAR Individual INDEPENDENT DIRECTOR 09/2018 < 5%
Sheth, Dipali Individual INDEPENDENT DIRECTOR 11/2019 < 5%
Tarania, Kiran, Kumar Individual NON-EXECUTIVE NOMINEE DIRECTOR 07/2022 < 5%
Rahman, Imtaiyazur Individual MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER 04/2019 < 5%
Madsen, Flemming Individual NON-EXECUTIVE NOMINEE DIRECTOR 01/2010 < 5%
T. ROWE PRICE INTERNATIONAL LTD Foreign Entity SHAREHOLDER 01/2010 10-25%
Lakhotia, Vinay Individual CHIEF FINANCIAL OFFICER 10/2023 < 5%
Maheshwari, Vivek Individual CHIEF COMPLIANCE OFFICER 02/2022 < 5%
DESIKAMANI, SRIVATSA Individual NON-EXECUTIVE NOMINEE DIRECTOR 06/2023 < 5%
VAIDHYANATHAN, JAYASHREE Individual INDEPENDENT DIRECTOR 11/2019 < 5%
PUNJAB NATIONAL BANK Foreign Entity SHAREHOLDER 11/2002 10-25%
LIFE INSURANCE CORPORATION OF INDIA Foreign Entity SHAREHOLDER 11/2002 5-10%
BANK OF BARODA Foreign Entity SHAREHOLDER 11/2002 5-10%
STATE BANK OF INDIA Foreign Entity SHAREHOLDER 11/2002 5-10%
T. ROWE PRICE GROUP, INC. Domestic Entity T. ROWE PRICE ASSOCIATES, INC. SHAREHOLDER 12/2000 > 75%
REPUBLIC OF INDIA Foreign Entity PUNJAB NATIONAL BANK SHAREHOLDER 11/2002 50-75%
REPUBLIC OF INDIA Foreign Entity LIFE INSURANCE CORPORATION OF INDIA SHAREHOLDER 11/2002 > 75%
REPUBLIC OF INDIA Foreign Entity BANK OF BARODA SHAREHOLDER 11/2002 50-75%
REPUBLIC OF INDIA Foreign Entity STATE BANK OF INDIA SHAREHOLDER 11/2002 50-75%
T. ROWE PRICE ASSOCIATES, INC. Domestic Entity T. ROWE PRICE INTERNATIONAL LTD SHAREHOLDER 01/2011 > 75%
Saha, Surojit Individual CHIEF LEGAL OFFICER 10/2023 < 5%
Ramani, Hitesh Individual HEAD INVESTOR SERVICES 04/2023 < 5%
Kannan, Gayatri Individual CHIEF COMPLIANCE OFFICER 02/2024 < 5%

No. Employees, Historic

2,0001,0000202420251065 on 1/5/20241065 on 2/21/2024