HARBOR ASSET PLANNING, INC.
Adviser information for HARBOR ASSET PLANNING, INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $125.6M |
| Non-Discretionary | 0 | $0 |
| Total | 91 | $125.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $9.5M |
| HNW Individuals | 60 | $116.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 91 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | BOOKKEEPING SERVICES |
Identifiers
| SEC RIA File Number | 801-129471 |
|---|---|
| SEC ERA File Number | 801-129471 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144944 |
| Legal Entity Identifier | None |
Principal Office
80 MUNROE STREETBELMONT
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 617-489-0324, Fax: 617-826-3005
Websites
Chief Compliance Officer
ELLEN D GINSBERG
PO BOX 78
BELMONT
MA
United States
Tel:
6174890324
E********@**************M
(Full email address available in API data)
Regulatory Contact
ELLEN GINSBERG
PRESIDENT
80 MUNROE ST
BELMONT
MA
United States
Tel:
617-489-0324
Fax:
617-826-3005
E********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEABMAN, SCOTT, HOWARD | Individual | – | VICE PRESIDENT | 01/1992 | 25-50% |
| GINSBERG, ELLEN, DEBRA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/1992 | 50-75% |
| SELZER, ROBERT | Individual | – | DIRECTOR | 01/1992 | < 5% |