DRUCKER WEALTH
DRUCKER WEALTH 3.0, LLC Legal Name
Adviser information for DRUCKER WEALTH last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New Jersey, United States |
Employees
Total Number of Employees | 12 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 0 |
Portfolio Manager to Program | Sponsor |
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DRUCKER WEALTH WRAP FEE PROGRAM | DRUCKER WEALTH |
Identifiers
SEC RIA File Number | 801-129473 |
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SEC ERA File Number | 801-129473 |
SEC CIK Numbers | None |
SEC CRD Numbers | 328909 |
Legal Entity Identifier | None |
Principal Office
110 WINDING WAYWOODCLIFF LAKE
NJ
United States
Monday - Friday, 9:00 - 5:00 (ET)
Tel: (212) 681-0460, Fax: (419) 735-0158
Websites
Chief Compliance Officer
NEISY S. ARNEZ
DIRECTOR OF OPERATIONS
2 PARK AVE
SUITE 300
NEW YORK
NY
United States
Tel:
(646) 432-7821
N****@****************M
(Full email address available in API data)
Regulatory Contact
GIDEON B. DRUCKER
PRESIDENT
2 PARK AVE
SUITE 300
NEW YORK
NY
United States
Tel:
(646) 647-2205
G*****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DRUCKER, GIDEON | Individual | – | PRESIDENT & MANAGING MEMBER | 02/2024 | 50-75% |
DRUCKER, LANCE | Individual | – | CHAIRMAN & MANAGING MEMBER | 02/2024 | 50-75% |
ARNEZ, NEISY, S | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |