ALKEN ASSET MANAGEMENT LTD
Adviser information for ALKEN ASSET MANAGEMENT LTD last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $32.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $1.3B |
| Pension and profit sharing plans | <5 | $161.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $270.0M |
| Insurance companies | <5 | $18.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 94 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
25 SAVILE ROWLONDON
United Kingdom
Monday - Friday, 09:00-18:00
Tel: +44-203-63-289-34, Fax: None
Chief Compliance Officer
ALEXIS TSATSARIS
25 SAVILE ROW
LONDON
United Kingdom
Tel:
0044 207 440 1960
A***************@***********M
(Full email address available in API data)
Regulatory Contact
EMMANUELLE HAACK
25 SAVILE ROW
LONDON
United Kingdom
Tel:
0044 207 440 1961
E***************@***********M
(Full email address available in API data)
Industry Affiliates
| SBL CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALEWSKI, NICOLAS, RENE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2014 | < 5% |
| TSATSARIS, ALEXIS, GEORGES | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 06/2014 | < 5% |
| WALEWSKI LIMITED | Foreign Entity | – | MEMBER | 06/2014 | > 75% |
| MOLINOS CAPITAL LIMITED | Foreign Entity | WALEWSKI LIMITED | SHAREHOLDER | 06/2014 | > 75% |
| THE KLEBER TRUST | Foreign Entity | MOLINOS CAPITAL LIMITED | SHAREHOLDER | 06/2014 | > 75% |
| NEW ZEALAND TRUST CORPORATION LIMITED | Foreign Entity | THE KLEBER TRUST | TRUSTEE | 06/2014 | 50-75% |
| CONCORDE BANK LIMITED | Foreign Entity | THE KLEBER TRUST | TRUSTEE | 06/2014 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Akamai Technologies 0. | US DOMESTIC | 2K | – | – |
| Alliant Energy 3.875 | US DOMESTIC | 984 | – | – |
| Apollo Global Mgmt 6.7 | PUBLIC | 1K | 21K | – |
| Bank of America 7.250 | PUBLIC | 4K | 3K | – |
| Bill.com Holdings 0 - | US DOMESTIC | 852 | – | – |
| Booking Holdings 0.750 | US DOMESTIC | 2K | – | – |
| Box 0.000 15-Jan-2026 | US DOMESTIC | 1K | – | – |
| CyberArk Software 0.00 | US DOMESTIC | 1K | – | – |
| Datadog 0.125 15-Jun- | US DOMESTIC | 722 | – | – |
| Dropbox 0 - 0.5 up 47 | US DOMESTIC | 1K | – | – |
| Ford 0.000 up 40 - 45 | US DOMESTIC | 1K | – | – |
| Halozyme Thera 1.000 | US DOMESTIC | 1K | – | – |
| Insulet Corp 0.375 01 | US DOMESTIC | 2K | – | – |
| InterDigital 3.500 01 | US DOMESTIC | 2K | – | – |
| Jazz Investments 2.000 | US DOMESTIC | 575 | – | – |
| MongoDB 0.250 15-Jan- | US DOMESTIC | 594 | – | – |
| NextEra Energy 6.926 | PUBLIC | 1K | 35K | – |
| NRG Energy 2.750 01-J | US DOMESTIC | 1K | – | – |
| Nutanix 0.250 01-Oct- | US DOMESTIC | 3K | – | – |
| ON Semiconductor 0.500 | US DOMESTIC | 1K | – | – |
| Palo Alto Networks 0.3 | US DOMESTIC | 2K | – | – |
| PPL Capital Funding 2. | US DOMESTIC | 2K | – | – |
| Royal Caribbean 6.000 | US DOMESTIC | 2K | – | – |
| Snap 0 - 0.5 up 45 - | US DOMESTIC | 1K | – | – |
| Southern Company 3.875 | US DOMESTIC | 2K | – | – |
| Wolfspeed 0.250 15-Fe | US DOMESTIC | 916 | – | – |
| Zscaler 0.125 01-Jul- | US DOMESTIC | 2K | – | – |