RICHMOND INVESTMENT SERVICES LLC
Adviser information for RICHMOND INVESTMENT SERVICES LLC last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RICHMOND INVESTMENT SERVICES WRAP FEE PROGRAM | RICHMOND INVESTMENT SERVICES LLC |
Identifiers
| SEC RIA File Number | 801-129477 |
|---|---|
| SEC ERA File Number | 801-129477 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327451 |
| Legal Entity Identifier | None |
Principal Office
7702 W MEQUON RDMEQUON
WI
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 262-242-4200, Fax: 262-242-4200
Chief Compliance Officer
CHRISTOPHER A. BECKER
CCO, FINANCIAL ADVISOR
7702 W MEQUON RD
MEQUON
WI
United States
Tel:
262-384-4342
Fax:
262-384-4240
C*******************@******M
(Full email address available in API data)
Regulatory Contact
MATTHEW R RICHMOND
CEO, FINANCIAL ADVISOR, OWNER
7702 W MEQUON RD
MEQUON
WI
United States
Tel:
262-242-4200
Fax:
262-242-4240
M***************@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHMOND, MATTHEW, RILEY | Individual | – | PRINCIPAL/CEO | 09/2006 | > 75% |
| Becker, Christopher, Allen | Individual | – | CCO | 07/2023 | < 5% |