DOUBLE FINANCE INC.

Adviser information for DOUBLE FINANCE INC. last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-129479
SEC ERA File Number 801-129479
SEC CIK Numbers None
SEC CRD Numbers 329617
Legal Entity Identifier None

Principal Office

2261 MARKET STREET
STE 5932
SAN FRANCISCO
CA
United States
Monday - Friday, 9-5
Tel: 415-366-3893, Fax: None

Chief Compliance Officer

JAMES MAXWELL
CEO
2261 MARKET STREET
STE 5932
SAN FRANSISCO
CA
United States
Tel: 4153663893
(Full email address available in API data)

Regulatory Contact

KAITLYN WULFKEN
COMPLIANCE CONSULTANT
40 EXCHANGE PLACE
40
NEW YORK
NY
United States
Tel: 6318380136
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAXWELL, JAMES, JULIEN Individual CEO, CCO 06/2023 < 5%
THE JAMES MAXWELL TRUST Domestic Entity OWNER 06/2023 > 75%
MAXWELL, JAMES, JULIEN Individual THE JAMES MAXWELL TRUST BENEFICIARY 01/2022 > 75%

No. Employees, Historic

1050202420254 on 1/9/2024

RAUM, Historic

000202420250 on 1/9/2024