LOGIC WEALTH MANAGEMENT, LLC
Adviser information for LOGIC WEALTH MANAGEMENT, LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 549 | $122.5M |
| Non-Discretionary | 0 | $0 |
| Total | 549 | $122.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $38.4M |
| HNW Individuals | 45 | $84.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Real estate broker, dealer, or agentInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129485 |
|---|---|
| SEC ERA File Number | 801-129485 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153453 |
| Legal Entity Identifier | None |
Principal Office
1055 EAST COLORADO BLVD, SUITE 500PASADENA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: (626) 757-4323, Fax: (626)737-0473
Websites
Chief Compliance Officer
CHI ZHANG
1055 EAST COLORADO BLVD, SUITE 500
PASADENA
CA
United States
Tel:
626-235-8063
C*********@**********M
(Full email address available in API data)
Regulatory Contact
DAVID CHUNG
MANAGING PARTNER
1055 EAST COLORADO BLVD, SUITE 500
SUITE 218
PASADENA
CA
United States
Tel:
(626)757-4323
Fax:
(626)737-0473
D*********@**********M
(Full email address available in API data)
Industry Affiliates
| DAVID HONG CHUNG, LIFE AGENT | Insurance company or agency |
| SOPHIS REAL ESTATE, INC. | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAN, HONG, QUOC | Individual | – | MANAGING PARTNER | 02/2010 | 50-75% |
| CHUNG, DAVID, HONG | Individual | – | MANAGING PARTNER | 02/2010 | 50-75% |
| Zhang, Chi | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |