FRIDAY FINANCIAL

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Iowa, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	0	$0
Total	0	$0

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUM
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-129486
SEC ERA File Number	801-129486
SEC CIK Numbers	None
SEC CRD Numbers	329748
Legal Entity Identifier	None

Principal Office

600 STAR BREWERY DRIVE
SUITE 400
DUBUQUE
IA
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic