DRACO EVOLUTION
DRACO EVOLUTION CORP. Legal Name
Adviser information for DRACO EVOLUTION last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-129504 |
|---|---|
| SEC ERA File Number | 801-129504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329860 |
| Legal Entity Identifier | None |
Principal Office
260 NEWPORT CENTER DRIVE, 3RD. FLOORNEWPORT BEACH
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 949-535-4675, Fax: None
Chief Compliance Officer
JACK FU
MANAGING DIRECTOR
260 NEWPORT CENTER DRIVE, 3RD. FLOOR
NEWPORT BEACH
CA
United States
Tel:
949-535-4675
J******@**********M
(Full email address available in API data)
Industry Affiliates
| DRACO CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Lee, Yen, Shu | Individual | – | SHAREHOLDER | 07/2023 | 5-10% |
| DRACO CAPITAL PARTNERS, LLC | Domestic Entity | – | SHAREHOLDER | 07/2023 | 50-75% |
| Fu, Jack | Individual | DRACO CAPITAL PARTNERS, LLC | MANAGING MEMBER | 09/2019 | > 75% |
| Fu, Jack | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| Liu, Po, Chang | Individual | – | SHAREHOLDER | 07/2023 | 25-50% |