FORMAN CAPITAL, LLC
Adviser information for FORMAN CAPITAL, LLC last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $123.7M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $123.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $123.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesORIGINATION, SERVICE, EXIT, MODIFICATION, EXTENSION |
Identifiers
| SEC RIA File Number | 801-129505 |
|---|---|
| SEC ERA File Number | 801-129505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329537 |
| Legal Entity Identifier | None |
Principal Office
1501 CORPORATE DRIVESUITE 240
BOYNTON BEACH
FL
United States
Monday - Friday, 9AM-5PM
Tel: 561-588-0132, Fax: None
Chief Compliance Officer
BEN JACOBSON
PARTNER
1501 CORPORATE DRIVE
SUITE 240
BOYNTON BEACH
FL
United States
Tel:
(561) 588-0132 EST. 1055
B********@************M
(Full email address available in API data)
Industry Affiliates
| FORMAN CARRY CO., LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FC CASTLEWOOD LLC | Private Equity Fund | $16.4M | $0.0M | 3 |
| FC CASTLEWOOD PREF LLC | Private Equity Fund | $3.1M | $0.0M | 3 |
| FC FORTE LLC | Private Equity Fund | $9.3M | $0.0M | 32 |
| FC LIFESTAR BH LLC | Private Equity Fund | $5.5M | $0.0M | 31 |
| FC MIRAMAR LLC | Private Equity Fund | $38.5M | $0.0M | 3 |
| FC PALMER LAKE LLC | Private Equity Fund | $22.9M | $0.0M | 68 |
| FC PARKLAND GA 1 LLC | Private Equity Fund | $28.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BDF FINANCIAL SERVICES INC | Domestic Entity | – | MEMBER | 12/2022 | > 75% |
| JACOBSON CAPITAL GROUP LLC | Domestic Entity | – | MEMBER | 12/2022 | 25-50% |
| JACOBSON, BENJAMIN, C | Individual | – | PARTNER / CCO | 01/2023 | < 5% |
| JACOBSON, BENJAMIN, C | Individual | JACOBSON CAPITAL GROUP LLC | MEMBER | 12/2022 | > 75% |
| Forman, Brett | Individual | BDF FINANCIAL SERVICES INC | SHAREHOLDER | 12/2022 | > 75% |