KING RIVER CAPITAL MANAGEMENT PTY LTD
Adviser information for KING RIVER CAPITAL MANAGEMENT PTY LTD last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $338.5M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $338.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $338.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 46 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129512 |
|---|---|
| SEC ERA File Number | 801-129512 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317361 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 2, 74-76 CAMPBELL ST.SURRY HILLS, NEW SOUTH WALES
Australia
Monday - Friday, 9 AM - 5 PM AET
Tel: 61 417 637 684, Fax: None
Chief Compliance Officer
DOMINIC TAYCO
SECRETARY
LEVEL 2, 74-76 CAMPBELL ST.
SURRY HILLS 2010
Australia
Tel:
+61 417 637 684
D**@***********O
(Full email address available in API data)
Industry Affiliates
| KING RIVER CAPITAL GP PTY LTD | Sponsor, GP, manager of pooled investment vehicles |
| KING RIVER CAPITAL HOLDINGS PTY LTD | Trust companySponsor, GP, manager of pooled investment vehicles |
| KING RIVER CAPITAL MANAGEMENT US, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KING RIVER CAPITAL TRUSCO 2020 PTY LTD | Trust companySponsor, GP, manager of pooled investment vehicles |
| KING RIVER GP LP | Sponsor, GP, manager of pooled investment vehicles |
| KING RIVER GP3, LP | Sponsor, GP, manager of pooled investment vehicles |
| KING RIVER OPERATIONS 3, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIGITAL ASSETS OPPORTUNITIES CORE SP1, KING RIVER DIGITAL ASSETS OPPORTUNITIES SPC | Private Equity Fund | $54.0M | $1.0M | 86 |
| DIGITAL ASSETS OPPORTUNITIES CORE SP2, KING RIVER DIGITAL ASSETS OPPORTUNITIES SPC | Private Equity Fund | $4.8M | $0.5M | 19 |
| KING RIVER FUND, LP | Private Equity Fund | $33.0M | $1.0M | 61 |
| KING RIVER INVESTMENTS FUND 3 LP | Private Equity Fund | $51.3M | $1.0M | 95 |
| KING RIVER INVESTMENTS TRUST | Private Equity Fund | $34.1M | $0.8M | 58 |
| KING RIVER INVESTMENTS TRUST 2 | Private Equity Fund | $153.5M | $1.0M | 218 |
| KRC CO-INVEST SERIES - LRK 2, A SERIES OF KRC CO-INVEST LLC | Private Equity Fund | $2.5M | $0.1M | 4 |
| KRC CO-INVEST SERIES - MST, A SERIES OF KRC CO-INVEST LLC | Private Equity Fund | $0.1M | $0.1M | 2 |
| KRC CO-INVEST SERIES - SNI, A SERIES OF KRC CO-INVEST LLC | Private Equity Fund | $0.8M | $0.0M | 3 |
| KRC CO-INVEST SERIES - SRD, A SERIES OF KRC CO-INVEST LLC | Private Equity Fund | $4.1M | $0.1M | 4 |
| KRC CO-INVEST SERIES CYB, A SERIES OF KRC CO-INVEST LLC | Private Equity Fund | $0.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KING RIVER CAPITAL INVESTMENTS PTY LTD | Foreign Entity | – | SHAREHOLDER | 09/2018 | > 75% |
| BARTER 2013 TRUST | Foreign Entity | KING RIVER CAPITAL INVESTMENTS PTY LTD | SHAREHOLDER | 12/2018 | 25-50% |
| BARTER, CHRISTOPHER, M | Individual | – | DIRECTOR | 09/2018 | < 5% |
| RICE, ZEBEDIAH, (NMN) | Individual | – | DIRECTOR | 09/2018 | < 5% |
| TAYCO, DOMINIC, THADDEUS | Individual | – | SECRETARY, CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| RICE, ZEBEDIAH, (NMN) | Individual | KING RIVER CAPITAL INVESTMENTS PTY LTD | SHAREHOLDER | 11/2020 | 50-75% |
| PAPAILOA HOLDINGS PTY LIMITED | Foreign Entity | BARTER 2013 TRUST | TRUSTEE | 03/2020 | |
| BARTER, CHRISTOPHER, M | Individual | PAPAILOA HOLDINGS PTY LIMITED | SHAREHOLDER | 03/2020 | > 75% |