Q3 ADVISORS, LLC

Adviser information for Q3 ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 224
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planning
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-129519
SEC ERA File Number 801-129519
SEC CIK Numbers None
SEC CRD Numbers 284220
Legal Entity Identifier None

Principal Office

6755 W PRINCETON AVE
DENVER
CO
United States
Monday - Friday, 9AM TO 5PM BY APPOINTMENT ONLY
Tel: 9366892294, Fax: None

Chief Compliance Officer

CRAIG WEAR
MEMBER
6755 W PRINCETON AVE
DENVER
CO
United States
Tel: 8006760703
(Full email address available in API data)

Regulatory Contact

PAUL MALLORY
COMPLIANCE CONSULTANT
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel: 248-830-3715
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WEAR, CRAIG, GORDON Individual OWNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISER REPRESENTATIVE 05/2016 > 75%

No. Employees, Historic

1050202420256 on 1/17/20246 on 2/15/20249 on 3/20/2024