DIVERSIFY WEALTH MANAGEMENT, LLC
Adviser information for DIVERSIFY WEALTH MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,237 | $457.8M |
| Non-Discretionary | 18 | $288,897 |
| Total | 3,255 | $458.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,102 | $165.3M |
| HNW Individuals | 209 | $290.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $883,346 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-129521 |
|---|---|
| SEC ERA File Number | 801-129521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329878 |
| Legal Entity Identifier | None |
Principal Office
9017 S RIVERSIDE DR SUITE 210SANDY
UT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 801-838-9999, Fax: None
Chief Compliance Officer
JANICE M. POWELL
9017 S. RIVERSIDE DR.
SUITE 210
SANDY
UT
United States
Tel:
801-838-9999
J******@************M
(Full email address available in API data)
Regulatory Contact
BRAD ANDERSON
CHIEF OPERATIONS OFFICER
9017 S. RIVERSIDE DR.
SUITE 210
SANDY
UT
United States
Tel:
8018389999
B********@************M
(Full email address available in API data)
Industry Affiliates
| DFPG INSURANCE | Insurance company or agency |
| DFPG INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| DIVERSIFY ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| DIVERSIFY INSURANCE | Insurance company or agency |
| WADE READ CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FALCON PARK CAPITAL, LC | Domestic Entity | – | LIMIITED LIABILITY COMPANY | 01/2024 | > 75% |
| POWELL, JANICE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| ANDERSON, JOHN, BRADLEY | Individual | – | CHIEF OEPRATIONS OFFICER | 01/2024 | < 5% |
| SMITH, RYAN, OMER | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |
| Armstrong, Bryant | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | < 5% |